Friday, 27 June 2008

INITIAL BRIEF OF APPELLANT - Mark Schwab

IN THE SUPREME COURT OF FLORIDA
CASE NO. 08-1199

MARK DEAN SCHWAB,
Appellant,
Death Warrant Signed
Execution July 1, 2008
STATE OF FLORIDA
Appellee.

ON APPEAL FROM THE CIRCUIT COURT
OF THE EIGHTEENTH JUDICIAL CIRCUIT FOR BREVARD COUNTY,
STATE OF FLORIDA

INITIAL BRIEF OF APPELLANT
MARK S. GRUBER
Fla. Bar No. 0330541
PETER J. CANNON
Fla. Bar No. 0109710
DAPHNEY GAYLORD
Fla. Bar No. 0136298
Capital Collateral Regional
Counsel-Middle Region
3801 Corporex Park Drive
Suite 210
Tampa, FL 33619-1136
(813) 740-3544
COUNSEL FOR APPELLANT

TABLE OF CONTENTS
Page

TABLE OF CONTENTS...............................................i TABLE OF AUTHORITIES...........................................ii STATEMENT OF THE CASE...........................................2 STANDARD OF REVIEW..............................................5 SUMMARY OF ARGUMENT.............................................5
ARGUMENT........................................................8
THE LOWER COURT ERRED WHEN IT SUMMARILY DENIED MR. SCHWAB’S
CHALLENGE TO FLORIDA’S LETHAL INJECTION PROCEDURES AND
PROFICIENCY OF THE FLORIDA DEPARTMENT OF CORRECTIONS IN
ADMINISTERING LETHAL INJECTIONS IN CONFORMITY WITH THE SIXTH,
EIGHTH, AND FOURTEENTH AMENDMENTS OF THE UNITED STATES
CONSTITUTION AS INTERPRETED BY THE UNITED STATES SUPREME COURT IN
BAZE V. REES AND CORRESPONDING PROVISIONS OF THE FLORIDA
CONSTITUTION
CONCLUSION.....................................................46
CERTIFICATE OF SERVICE.........................................46
CERTIFICATE OF COMPLIANCE......................................47

TABLE OF AUTHORITIES
Baze v. Rees, (April 16, 2008) ................................31
Foster v. Moore, 810 So.2d 910 (Fla. 2002) .....................5
Hill v. McDonough, 126 S.Ct 2096 (2006) ........................4
Hodges v. State, 885 So.2d 338 (Fla. 2004) .................5, 15
Jones v. State, 591 So.2d 911 (Fla. 1991) ..................6, 27
Jones v. State, 709 So.2d 512 (Fla. 1998) .....................20
McLin v. State, 827 So.2d 948 (Fla. 2002) ......................5
Mendoza v. State, 964 So.2d 121 (Fla. 2007) ....................9
New Hampshire v. Maine, 532 U.S. 742 (2000) ...............12, 28
Pope v. State, 441 So.2d 1073 (Fla. 1983) .................12, 28
Rutherford v. State, 727 So.2d 216 (Fla. 1998) ................16
Schwab v. Crosby, 451 F.3d 1308 (2006) .........................2
Schwab v. State, 636 So.2d 3 (Fla. 1994) .......................2
Schwab v. State, 814 So.2d 402 (Fla. 2002) .................2, 18
Scott v. Dugger, 604 So.2d 465 (Fla. 1992) .................6, 27
Terry v. State, 668 So.2d 954 (Fla. 1996) .................12, 28
Thompkins v. State, 32 Fla. L. Weekly S232 (Fla. May 10,
2007)…...……10

STATEMENT OF THE CASE

The defendant was convicted of first degree murder and capital
sexual battery after a nonjury trial and sentenced to death on July
1, 1992. The judgment and sentence were affirmed on direct appeal
to the Florida Supreme Court. Schwab v. State, 636 So.2d 3 (Fla.
1994) cert. denied 513 U.S. 950, 115 S.Ct. 364 (1994). Thereafter,
Schwab filed an original motion for postconviction relief, the
denial of which was affirmed in Schwab v. State, 814 So.2d 402
(Fla. 2002). The denial of Schwab=s federal petition for a writ of
habeas corpus was affirmed in Schwab v. Crosby, 451 F.3d 1308
(2006) cert. denied 127 S.Ct. 1126 (Mem), 166 L.Ed.2d 897.

On July 18, 2007, a death warrant was signed for Schwab with a
scheduled execution date of November 15, 2007. Schwab filed a
Successive Motion to Vacate Sentence and Stay Execution in the
circuit court on August 15, 2007 challenging the constitutionality
of Florida’s lethal injection procedure and that newly discovered
mitigation evidence of neurological brain damage made his sentence
of death unreliable. After a case management hearing, the circuit
court denied relief. Specifically, the circuit court found that
Florida’s lethal injection procedures did not violate the
Constitution and that the newly discovered evidence of neurological
brain damage was procedurally barred. On November 1, 2007, this
Court affirmed the denial of all relief. Schwab v. State, 973

So.2d 427 (Fla. 2007). On November 7, 2007, this Court denied
Schwab’s Motion for Rehearing and Renewed Motion to Stay Execution
and the mandate was issued.

On November 8, 2007, Schwab filed an application for leave to
file a successive habeas corpus petition pursuant to 28 U.S.C.
§2244(b) with the Eleventh Circuit Court of Appeals. On November
9, 2007, the Eleventh Circuit denied the application. In the
Circuit Court’s denial, the order stated: “this claim cannot serve
as a proper basis for a second or successive habeas petition”. The
Eleventh Circuit noted that since Hill v. McDonough, 126 S.Ct. 2096
(2006), a §2254 proceeding is no longer the appropriate way to
raise a method of execution claim. Instead, the proper vehicle for
such a claim is a 42 U.S.C. §1983 claim. In re Schwab, 506 F.3d
1369 (11th Cir. 2007).
On November 9, 2007, Schwab filed a Second Successive Motion
to Vacate Sentence and Stay Execution in the circuit court
challenging Florida’s method of execution and that newly discovered
evidence would establish that Schwab’s sentence of death is
unreliable in light of Dr. William Samek, a key state witness,
clarification of his original trial testimony. On November 13,
2007 after a case management hearing, the lower court summarily
denied relief which was affirmed by this Court on January 24, 2008.
Schwab v. State, --- So.2d ---, 2008 WL 190575 (Fla. 2008),

rehearing denied May 21, 2008.

On November 9, 2007, Schwab also filed a Petition to Stay
Execution in the United States Supreme Court in light of the
Court’s grant of certiorari in Baze v. Rees. The US Supreme Court
granted a stay of execution on November 15, 2007 and denied
certiorari May 19, 2008, which effectively dissolved the stay of
execution. Schwab v. Florida, ---S.Ct. ---, 2008 WL 953622 (2008).
On May 20, 2008, the Governor rescheduled Schwab’s execution date
for July 1, 2008.

On June 20, 2008, Schwab filed a Third Successive Motion to
Vacate Sentence and Stay Execution challenging Florida lethal
injection procedures in light of Baze v. Rees which clarified the
legal standard to be applied in a review of challenges to lethal
injection procedures under the Eighth Amendment to the United
States Constitution. On June 24, 2008, the circuit court conducted
a case management hearing and summarily denied relief by Order
dated June 25, 2008. Schwab filed a timely notice of appeal of the
circuit court’s Order on June 25, 2008.1
STANDARD OF REVIEW
Florida Rule of Criminal Procedure 3.850(d) provides that a
defendant is entitled to an evidentiary hearing on postconviction
1 Exhibits listed in the brief are the exhibits submitted with the Motion to Vacate filed with the lower court on June
20, 2008. Exhibit “A” is attached to this brief which are the Kentucky lethal injection protocols.

claims for relief unless Athe motion, files, and records in the
case conclusively show that the movant is entitled to no relief.@
Florida Rule of Criminal Procedure 3.851(f)(5)(B) applies the same
standard to successive postconviction motions in capital cases. In
reviewing a trial court's summary denial of postconviction relief
without an evidentiary hearing, this Court Amust accept all
allegations in the motion as true to the extent they are not
conclusively rebutted by the record.@ Hodges v. State, 885 So.2d
338, 355 (Fla.2004) (quoting Gaskin v. State, 737 So.2d 509, 516
(Fla.1999)). ATo uphold the trial court's summary denial of claims
raised in a 3.850 motion, the claims must be either facially
invalid or conclusively refuted by the record.@ McLin v. State, 827
So.2d 948, 954 (Fla.2002) (quoting Foster v. Moore, 810 So.2d 910,
914 (Fla.2002)).
SUMMARY OF ARGUMENT
Florida’s method of execution creates a substantial risk of
serious harm as interpreted by the United States Supreme Court in
Baze. First, this Court must decide this case in light of Baze
which superceded this Court’s prior precedent establishing a
standard of review for method of execution cases. Second, a facial
review of the Florida and Kentucky Protocols reveal that they are
substantially different. Finally, Florida’s implementation of its
execution protocols create a substantial risk of serious harm.

ARGUMENT

THE LOWER COURT ERRED WHEN IT SUMMARILY DENIED MR. SCHWAB’S
CHALLENGE TO FLORIDA’S LETHAL INJECTION PROCEDURES AND PROFICIENCY
OF THE FLORIDA DEPARTMENT OF CORRECTIONS IN ADMINISTERING LETHAL
INJECTIONS IN CONFORMITY WITH THE SIXTH, EIGHTH, AND FOURTEENTH
AMENDMENTS OF THE UNITED STATES CONSTITUTION AS INTERPRETED BY THE
UNITED STATES SUPREME COURT IN BAZE V. REES AND CORRESPONDING
PROVISIONS OF THE FLORIDA CONSTITUTION.

I. The Baze Decision

On April 16, 2008, the United States Supreme Court issued
its plurality opinion in Baze v. Rees, No. 07-5439, (April 16,
2008). The Supreme Court in Baze attempted to define the
standard applicable to method of execution cases. Due to the
nature of the Baze opinion, no clear standard was affirmatively
adopted by a majority of the Court. In fact, four standards
emerged from the various opinions with only two having at least
three justices joining. In an opinion by Chief Justice Roberts,
joined by Justices Kennedy and Alito, the three members of the
Court proposed that the proper standard should be a “substantial
risk of serious harm”. Baze v. Rees, Slip Op. at 10-11 (Opinion
of Roberts, C.J.)(hereinafter “Baze decision”). Further, this
three-justice opinion requires an additional showing by a
“condemned prisoner” for a stay of execution of a comparison
between the challenged execution procedures and “known and
available alternatives”. Id. at 22. Three other Justices,

Breyer, Ginsburg and Souter, proposed a standard that requires a
showing of an “untoward, readily avoidable risk of inflicting
severe and unnecessary pain”. Baze v. Rees, Slip Op. at 11
(Ginsburg, J., dissenting); Id., at 1 (Breyer, J., concurring).

The Chief Justice’s opinion is perhaps the one to be adopted
by the lower courts. This opinion explains the standard which
should be applied by the lower courts:
Our cases recognize that subjecting individuals to a risk of
future harm-not simply actually inflicting pain-can qualify
as cruel and unusual punishment. To establish that such
exposure violates the Eighth Amendment, however, the
conditions presenting the risk must be “sure or very likely
to cause serious illness and needless suffering,” and give
rise to “sufficiently imminent dangers.” … We have explained
that to prevail on such a claim there must be a “substantial
risk of serious harm,” an “objectively intolerable risk of
harm” that prevents prison officials from pleading that they
were “subjectively blameless for purposes of the Eighth
Amendment.
Baze v. Rees, Slip Op. at 10-11 (Opinion of Roberts, C.J.)
Additionally, the United States Supreme Court now requires
an additional evidentiary showing for Mr. Schwab in order to
obtain a stay of execution. The Supreme Court now requires that
Mr. Schwab proffer alternatives that effectively address a
substantial risk of serious harm. Further, the Court stated that
“the alternative procedure must be feasible, readily implemented,
and in fact significantly reduce a substantial risk of severe
pain.” Baze v. Rees, Slip Op. at 13.

II. The Florida Standard

This Court’s January 24th, 2008, opinion articulated the
standard of review relied upon by this Court in reviewing method of
execution cases. In denying relief, this Court stated:
Even taking Schwab's allegations as true, Schwab has not met
the standard that this Court set forth in Jones v. State, 701
So.2d 76, 79 (Fla.1997):In order for a punishment to
constitute cruel or unusual punishment, it must involve
“torture or a lingering death” or the infliction of
“unnecessary and wanton pain.” Gregg v. Georgia, 428 U.S. 153,
96 S.Ct. 2909, 49 L.Ed.2d 859 (1976); Louisiana ex rel.
Francis v. Resweber, 329 U.S. 459, 67 S.Ct. 374, 91 L.Ed. 422
(1947). As the Court observed in Resweber: “The cruelty
against which the Constitution protects a convicted man is
cruelty inherent in the method of punishment, not the
necessary suffering involved in any method employed to
extinguish life humanely.” Id. at 464, 67 S.Ct. at 376. See
also Lightbourne v. McCollum, 969 So.2d 326, 32 Fla. L. Weekly
S687 (Fla. Nov. 1, 2007) (reaffirming the standard announced
in Jones, 701 So.2d at 79).
Schwab v. State, Slip Op. at 4-5 (Fla. Jan. 24, 2008)(emphasis
added).
The Standards announced in Baze squarely conflict with the
standard relied upon by the Court in the January 24th, 2008, opinion
in which it reviewed Mr. Schwab’s claim under a conflated
“unnecessary and wanton pain” and “inherent cruelty” standard.
The government in its answer to the motion to vacate filed in
the lower court asserted that since this Florida standard is lower
than the one announced in Baze, Mr. Schwab would not be able to
prevail. (Answer to Third Successive Motion to Vacate and
Opposition to Stay of Execution, State v. Schwab, Brevard County

2 The Order states incorrectly that the defendant argued that “Baze sets a different and higher Eighth Amendment
standard than Lightbourne”. Order at 3. This is entirely incorrect as shown in the transcripts from the CMC at 7.

Case No. 91-7249-CF-A, filed June 23rd, 2008 at 16-18)(hereinafter
“answer motion”). Additionally, the government argues that since
the Lightbourne decision “analyzed” the DOC protocols under several
standards, Mr. Schwab would not be able to obtain relief. (answer
motion at 12-13) This Court in Lightbourne stated:
Alternatively, even if the Court did review this claim under a
"foreseeable risk" standard as Lightbourne proposes or "an
unnecessary" risk as the Baze petitioners propose, we
likewise would find that Lightbourne has failed to carry his
burden of showing an Eighth Amendment violation. As stressed
repeatedly above, it is undisputed that there is no risk of
pain if the inmate is unconscious before the second and third
drugs are administered. After Diaz's execution, the DOC added
additional safeguards into the protocol to ensure the inmate
will be unconscious before the execution proceeds. In light of
these additional safeguards and the amount of the sodium
pentothal used, which is a lethal dose in itself, we conclude
that Lightbourne has not shown a substantial, foreseeable or
unnecessary risk of pain in the DOC's procedures for carrying
out the death penalty through lethal injection that would
violate the Eighth Amendment protections.
Lightbourne v. McCollum, 969 So. 2d 326, 353 (Fla. 2007)(footenote
omitted, emphasis added).
The lower court in its order denying relief, relied upon this
comparative analysis. (Order Denying Defendant’s Third Successive
Motion to Vacate or Stay Execution, State v. Schwab, Brevard County
Case No. 91-7249-CF-A, filed June 25, 2008, at 3-4) (hereinafter
“Order”).2 Both the government and the lower court erred in
reaching this conclusion.
Until the Baze decision, the United States Supreme Court

hadn’t decided a case for one-hundred and thirty years involving
methods of execution. During this time, the various courts
presented arguably eight different standards of review. For
example the Ninth Circuit Court of Appeals utilized an
“unnecessary risk of unconstitutional pain or suffering”
standard. See Cooper v. Rimmer, 379 F.3d 1029, 1033 (9th Cir.
2004). The Sixth, Eighth and Tenth Circuits relied upon a
narrower standard of “unnecessary and wanton infliction of pain”.
See Hamilton v. Jones, 472 F.3d 814, 816 (10th Cir. 2007);
accord, Taylor v. Crawford, 2007 WL 1583874, *6 (8th Cir.);
Workman v. Bredesen, 486 F.3d 896, 906-07 (6th Cir. 2007). For
example, regarding the confusion involving these standards, the
United States Court of Appeals for the Sixth Circuit stated that
a method of execution is cruel and unusual punishment when it
involves the “unnecessary and wanton infliction of pain,” but
could not resolve the difficulty of figuring out how the U.S.
Supreme Court intended for the cruel and unusual punishment test
to be applied to method of execution cases, noting that this
Court “has considered three [method of execution] challenges
under the Eighth Amendment, only one of which reached the
merits,” and since then “has had ample opportunities to constrain
methods of execution that seem to raise far greater risk of cruel
and unusual punishment than lethal injection, but it has declined

to do so.” Workman, at 906-07 (6th Cir. 2007).

The question presented by the Petitioners in Baze
articulated the standards which were at issue:
Does the Eighth Amendment to the United States Constitution
prohibit means for carrying out a method of execution that
create an unnecessary risk of pain and suffering as opposed
to only a substantial risk of the wanton infliction of pain?

Baze v. Rees, No. 07-5439, Petition for a Writ of Certiorari to
the Supreme Court of Kentucky at iii.

Neither standard presented to the U.S. Supreme Court in Baze is
the standard relied upon by this Court in the Schwab II decision.
Nor can it be determined whether the Schwab II standard is “lower”
or “higher” than the Baze standard because it is a conflation of
several standards with broad and narrow applications. Likewise, the
statement in Lightbourne regarding a “substantial, foreseeable or
unnecessary risk of pain” are inapplicable because this is not the
standard utilized by this Court in Schwab II nor is it a correct
formulation of the Baze standard.
Finally, it is impossible to guess whether this Court utilized
a narrow or broad interpretation of the standard in Schwab II simply
because this Court offers no analysis, nor does it offer any
satisfactory analysis in the Lightbourne decision.
III. Facial Comparative Analysis of the Florida and Kentucky
Protocols
The Baze plurality opinion stated that “A State with a
lethal injection protocol substantially similar to the protocol

we uphold today would not create a risk that meets this
standard.” Baze, at 22. By its own language, it is clear that
the Baze Court’s opinion was only a facial review of the Kentucky
protocols. This comparative analysis has never been required
before by the High Court or this Court. In his Motion to Vacate,
Mr. Schwab presented the report of Ms. Arvizu as exhibit 8 to the
motion which outlined a comparative analysis of the two states.

A comparative review of the Florida and Kentucky protocols
finds that they are not substantially similar. Based on a facial
review of the protocols, Ms. Arvizu concluded that Florida’s
protocols were deficient in many important respects:
Despite the fact that the Florida procedure has the
potential to function as a better means of controlling and
ensuring the acceptability of an execution, its potential is
unrealized. It suffers from a number of serious deficiencies
and inconsistencies (as identified in my letter to your
attention, dated August 14, 2007) that render it ineffective
in achieving its goal of controlling the execution process
to achieve an acceptable result.
In contrast, despite the fact that the Kentucky protocol
provides relatively little detail, it addresses issues that
have the potential to cause critical failure of the
execution process, but that are not addressed in the Florida
procedure.
See exhibit 8.
In her report, Ms. Arvizu identifies several examples where
the Florida protocols fail to meet the standards approved by the
Baze Court. Id.
The lower court in its Order finds that the Florida and
Kentucky protocols are substantially similar. Order at 15. This

despite the fact that the lower court admits in its order that
the Kentucky protocols themselves were not in evidence. Order at
6, 13. While it is legally inconceivable how a court can decide
an issue of fact without the actual evidence before it, the lower
court’s finding that the two protocols are substantially similar
are errors of fact and thus an abuse of discretion. See Williams
v. State, 967 So.2d 735 (Fla. 2007); Cox v. State, 966 So.2d 337
(Fla. 2007). For example, the lower court states that Kentucky
and Florida are substantially similar even though Kentucky
utilizes 3 grams of sodium pentothal and Florida uses 5 grams.
Order at 13-14. Casting further doubt on the lower court’s
factfinding ability, it states that Florida utilizes “480
millieqivalents” of potassium chloride. This is clearly wrong
since Florida uses half that amount. Order at 14. Most of the
other procedures cited by the lower are irrelevant to this
analysis. Of the seven procedure examples, only the ones in
paragraphs 1, 3, and 6 can be considered of consequence (again,
with the finding regarding paragraph 1 being wrong). The fact
that the executions in both states use saline between injections
(¶ 2), take place in “an execution chamber” (¶ 4), deliver the
drugs remotely (¶ 5), or utilize a heart monitor (¶ 7), are not
relevant to a Baze analysis. Rather, as pointed out in the
Arvizu report, the differences between the two protocols are more

substantial than the meaningless similarities cited by the Court.

One example cited in the Arvizu report addresses a
substantial difference between the Kentucky and Florida training
exercises. The Baze decision discussed in great length this
issue of proper IV placement, the issue that lead to the events
of the Diaz execution. Baze, Slip Op. at 15. The Baze Court
discussed Kentucky’s training procedure in this area:
Moreover, these IV team members, along with the rest of the
execution team, participate in at least 10 practice sessions
per year. These sessions, required by the written protocol,
encompass a complete walk-through of the execution
procedures, including the siting of IV catheters into
volunteers.

Baze, Slip Op. at 16 (record citation omitted, emphasis added).

Kentucky trains the IV team by “siting” or placing the lines
into a person. (exhibit “A” at 984). Florida does not, even
though improper IV placement was major cause of the problems
during the Diaz execution. Florida’s substandard training of the
technical team members responsible for gaining IV access create
conditions that present a risk of harm which is “sure or very
likely to cause serious illness and needless suffering,” and give
rise to “sufficiently imminent dangers.” Id. at 10-11.
The lower court did not find this a substantial difference
since Florida requires “appropriate certification”. Order at 7.
This is an incorrect analysis since Kentucky does concededly
have a similar requirement. (Exhibit “A” at 984). The

difference being the quality of training these certified team
members participate in prior to an execution.

The lower court also makes a clear error of fact when
discussing the medical assessment of the inmate prior to an
execution. The court states that the Florida protocol provides
an extra safeguard apparently not in the Kentucky procedure as it
requires that, one week prior to the execution, an assessment is
made of the defendant to determine appropriate IV access. Order
at 8. This is entirely incorrect as noted both by Ms. Arvizu and
the Kentucky protocols. In fact, the first five pages of the
Kentucky protocols outline a very detailed procedure for
thoroughly examining the inmate, including an examination seven
days prior to an execution (exhibit “A” at 973) and continuing
observation for any changes in medical or psychiatric condition.
Id. at 974. Florida, on the other hand, requires only a
“limited” medical examination. See exhibit 8.
Mr. Schwab was not granted an evidentiary hearing on this
matter. Since the lower court summarily denied the motion, the
facts asserted must be accepted as true by this Court.
Furthermore, this comparative analysis is not a question of law.
It requires factfinding that was not afforded to Mr. Schwab.
IV. Comparative of the Kentucky Protocols and The Florida
Protocols as Implemented by the Department of Corrections.
Furthermore, the recently received DOC training session

notes and the prior training notes from July and August of 2007,
also show that the Florida protocols are not substantially
similar to the Kentucky Protocols. While a proper Baze analysis
concerns a facial comparison, a comparative review of Kentucky
and how Florida implements its execution protocols was addressed
by Ms. Arvizu. She states in her report:
The problems identified through review of Florida’s training
records are more readily apparent in comparison to the
relevant provisions of the Kentucky protocol. Florida’s
training records document the nature and scope of the
contingencies that have been addressed during training. The
substantive contingencies that have been addressed during
training are largely limited to blocked lines. During
practice exercises, Florida has not addressed some of the
contingencies that have been experienced in past Florida
executions or that have the potential to compromise the
execution process (e.g., execution duration of >12 minutes,
or an inability to site the IV lines within more than an
hour); requirements for addressing these serious
contingencies are explicitly addressed in the Kentucky
protocols.
Based on the recently received training records, Florida has
not provided training to address an inmate’s known medical
problems. In contrast, the Kentucky protocol is designed to
ensure that the inmate’s recent, and potentially changing
medical and psychiatric condition is well documented in
advance of the execution.
See exhibit 8.
Again, it is clear that the DOC is not training in a manner
that is consistent with the standards announced in Baze.
V. Florida Department of Corrections Execution Training
Assuming arguendo that Florida’s protocols are facially similar
to those in Kentucky, one question must be addressed by this Court:
whether the implementation of a facially valid execution protocol

in a manner creating a substantial risk of serious harm violates the
Eighth Amendment. Mr. Schwab states that it does based on the below
arguments.

On December 13, 2006, the execution of Angel Diaz created
concerns whether Florida’s lethal injection protocols were being
adequately implemented by the Florida Department of Corrections. As
a result, then Governor Jeb Bush created the Governor’s Commission
on the Administration of Lethal Injection to review the method in
which the lethal injection protocols are administered by the
Department of Corrections (“DOC”) and to make findings and
recommendations as to how administration of the procedures and
protocols can be revised. As found by the Governor’s Commission on
Administration of Lethal Injection (“GCALI”) in its final report,
inadequate training was a major contributing factor leading to the
events of the Diaz execution. To reduce the risk of these events
recurring, GCALI determined that better and proper training of the
DOC execution team was required. (exhibit 3) The DOC, pursuant to
the newly revised protocols of May, 2007, conducted several training
sessions for the execution team. These initial training sessions
included both the DOC execution team members and observers from the
Florida Department of Law Enforcement (“FDLE”)(exhibit 4).
As previously noted before this Court, Mr. Schwab obtained the
services of Janine Arvizu, a certified quality auditor, to review

3 The definition of a “failed exercise” for the purposes of this analysis has several key aspects. First, a failure does
not encompass an exercise where the error or errors would result in “some risk of pain”, Baze, at 8, or an “isolated
mishap”. Id. at 11. A failed exercise would encompass a substantial error where an Eighth Amendment violation
would be presented or where the error shows objective evidence that the achievement of significant learning

the protocols and session notes. After a review of the notes taken
during the mock executions, it was determined that two of the five
July 2007 mock executions resulted in failed exercises.3 This was
an error rate of 40%. This continued level of training would result
in a probability of eight failed “exercises” for every twenty
practice executions and sixteen failed exercises for every forty
practice executions. This is shown in exhibit 14, Table 1a.

As a result of the Lightbourne litigation, the DOC revised
their protocols which were effective August 1, 2007. The execution
process remained the same except for the inclusion of an extra step
to “assess consciousness” just prior to the injection of the second
chemical. Using these revised protocols, the DOC conducted seven
mock executions. (exhibit 4) Again, based on these training session
notes, it was determined that two of the seven August 2007 mock
executions resulted in failed exercises. This is a 29% error rate.
This continued level of training would result in a probability of
six failed exercises for every twenty practice executions and twelve
failed exercises for every forty practice executions. These August
training notes were not addressed in Mr. Schwab’s prior motion for
relief. This is shown in exhibit 14,Table 1b.
Combining July and August, there were twelve trials in which

objectives were not obtained.

four were failed exercises. This is a 33% error rate with a
probability of seven failed exercises for every twenty practice
executions and thirteen failed exercises for every forty practice
executions. This combined analysis is shown in exhibit 14, Table
1c.

On May 27th, 2008, Mr. Schwab filed a renewed records request
for the DOC training session notes for the period between September,
2007, to the present. This Court granted the motion and the DOC
records were received on June 16, 2008. These records indicate that
between September, 2007 and May, 2008, the DOC conducted thirty
training exercises. Again, after review of these records, Ms.
Arvizu found significant training failures. (exhibit 8). The
records indicated that nine of the thirty exercises were failures
resulting in an error rate of 30%.
VI. Prior Florida Executions
Objectively, the data from the DOC training sessions and data
obtained from Florida’s prior twenty lethal injection executions are
relevant to show a substantial risk of harm. In Baze, the Court
distinguished between two types of error:
In terms of our present Eighth Amendment analysis, such a
situation-unlike an “innocent misadventure,” -would
demonstrate an “objectively intolerable risk of harm” that
officials may not ignore. In other words, an isolated mishap
alone does not give rise to an Eighth Amendment violation,
precisely because such an event, while regrettable, does not

4 “Iatrogenic” is defined as being “induced inadvertently by a physician or surgeon or by medical treatment.”
suggest cruelty, or that the procedure at issue gives rise to
a “substantial risk of serious harm.”

Baze, Slip Op. at 11-12 (citations omitted, emphasis added).

This objective analysis based on the data discussed infra establish
that these errors are not “isolated” mishaps but, instead,
reoccurring errors in both training and past executions.

Florida’s prior lethal injection execution data were collected
in order to focus on three major areas of concern 1) technical
issues, 2) duration issues, and 3) myoclonic observation issues.
Specifically, the data set to be included involved the executions by
lethal injection conducted in Florida between 2000 and 2006.

a. Florida Technical Issues

Investigation reports conducted by the medical examiner
provided the basis for the data. The only data available were for
seventeen of the twenty lethal injection executions conducted during
this time period. These reports were reviewed for technical
anomalies which included 1) irregular IV placements, along with
evidence of iatrogenic manipulation,4 2) surgical incisions for IV
access, 3) recent multiple needle puncture marks indicating failure
to gain IV access at the initial site, and 4) one instance
indicating subcutaneous IV insertion. Out of the seventeen
executions for which data were available, six post-execution
investigative reports found technical anomalies, or in probability

MERRIAM-WEBSTER MEDICAL DICTIONARY (2005 Ed.).

terms, a 35% error rate with an expected total of fourteen technical
anomalies after Florida executes forty individuals by lethal
injection. This is shown in exhibit 14, Table 2.

The existence of past technical anomalies and the high
probability (or certainty) of their occurrence in the future
implicate deviations in the execution mechanics and show that due
to inadequate training, the execution team is routinely incapable
of finding proper IV access without several attempts. While the
argument can be made that such problems occur in a clinical
setting, the fact that the DOC fails 35% of the time indicates a
high level of failure due to inadequate training.

Under a Baze analysis, these data establish that Florida is
“subjecting individuals to a risk of future harm”. Id. at 10.
The Baze decision discussed in great length this issue of proper
IV placement, the issue that lead to the events of the Diaz
execution. Baze, Slip Op. at 15. The Baze Court discussed
Kentucky’s training procedure in this area:
Moreover, these IV team members, along with the rest of the
execution team, participate in at least 10 practice sessions
per year. These sessions, required by the written protocol,
encompass a complete walk-through of the execution
procedures, including the siting of IV catheters into
volunteers.
Baze, Slip Op. at 16 (record citation omitted, emphasis added).
Kentucky trains the IV team by siting the lines into a

person. Florida does not, even though improper IV placement was
major cause of the problems during the Diaz execution. Florida’s
substandard training of the technical team members responsible
for gaining IV access create conditions that present a risk of
harm which is “sure or very likely to cause serious illness and
needless suffering,” and give rise to “sufficiently imminent
dangers.” Id. at 10-11.

b. Florida Duration Issues

Relevant to the Baze standard is the amount of time that
elapses from the start of the lethal injection chemical sequence
until death. Evidence about the mechanics of lethal injection
and the pharmacological and pharmacokinetic properties of the
chemicals was obtained from the Lightbourne record through the
testimony of the state’s expert Dr. Dershwitz. (exhibit 1)
Based on this evidence, the normal duration of an execution
by lethal injection should last no more than eleven minutes.
Compared to the duration of prior executions in Florida, ten out
of nineteen, or 53%, of Florida’s lethal injection executions
exceeded this time parameter. Further, this trend will continue
and after twenty more executions (for a total of forty), there is
a statistical certainty that twenty-one executions will exceed
the constitutional duration limit. The mean duration for these
executions is 13.8 minutes. (exhibit 11) This is illustrated in

exhibit 14, Table 3a.

Applying a t test, where the null hypothesis is true, shows
that 83% of Florida’s future executions will take longer than the
eleven minute parameter established through Dr. Dershwitz’s
testimony. These findings show that 34% of future executions
will take between 13.79 and 20.12 minutes and 16% of future
executions will take more than 20.12 minutes. Finally, the top
25% of Florida’s future executions will take more seventeen
minutes. (exhibit 11) Exhibit 14, Table 3b shows the t test and
results.

These data are relevant to a Baze analysis in several respects.
First, the execution duration parameter is based on the scientific
testimony of Dr. Dershwitz. The foundation of this testimony is the
pharmacokinetic and pharmacological properties of the three drugs
used in Florida and the weight and volume of their administration.
According to this testimony, an execution should take no longer than
eleven minutes. Clearly, this is not the case in Florida since a
majority of past executions exceeded this parameter. This means
that these drugs are being “maladministered” as understood by the
Baze Court. It is more probable than not that this error rate is
due to the improper administration of the chemicals because of the
35% technical error rate, an error that featured prominently during
the Diaz execution. Since there is a statistical correlation

5 This issue is fully developed in part III, infra.
6 See exhibit 6. It should be noted that when discussing the pharmacokinetics of the three drugs, the sodium
pentothal reaction time is measured from the start of administration as opposed to the completion of administration for
the other two drugs. See Baze, at 6.

between the training session error rates and past lethal injection
error rates, there is no doubt that these errors will continue.

Second, the Baze Court also recognized the notion of “needless
suffering” as part of the Court’s Eighth Amendment jurisprudence.
See id. at 10-11. The touchstone of “needless suffering” is the
mechanics of a particular method of execution, See id. at 8, which
were established by Dr. Dershwitz. Thus the high duration error
rate in past executions objectively shows a “substantial risk” of
“unnecessary suffering”.

Third, the choice by Florida to use a large dose of sodium
pentathol, as opposed to the smaller doses used by other states,
appears to prolong an execution rather than hasten death.5 This is
again supported by the testimony of Dr. Dershwitz concerning the
pharmacokinetic properties of sodium pentothal which slow the
circulatory and respiratory systems.6 This leads to a troubling
conclusion concerning the “proper administration of the first drug”.
Baze, Slip. Op. at 5. Since there are no clinical studies with
this amount of sodium pentothal, the definition of a “proper
administration” can only be based on the pharmacokinetic properties
of the first drug. This, however, creates a conflict: either the
testimony of Dr. Dershwitz is wrong or the drug is being improperly

administered. In other words, “we know not what we do”, or we know
what to do but cannot do it right.

c. Florida Myoclonic or Other Observable Movements

The last area of concern involves witness observations during
past lethal injections of certain involuntary movements, termed
myoclonus, by the prisoner. This term as used here includes spasms,
convulsions or other involuntary movements witnessed during the
injection of the lethal chemicals. For the prior twenty lethal
injection executions in Florida, seven, or 35%, had observable
myoclonic events. (exhibit 11) This is shown in exhibit 14, Table 4.

Based on the evidence contained in Lightbourne, these events
should not occur during executions by lethal injections. These
data show that 35% of Florida’s prior executions include either
complications due to the pharmacological properties of the
chemicals or inadequate training of the DOC execution team.
Under a Baze analysis, myoclonic observations are relevant
for several reasons. First, the propriety of using pancuronuim
bromide was debated by the Baze litigants. The Baze Court found
its use proper:
First, it prevents involuntary physical movements during
unconsciousness that may accompany the injection of
potassium chloride. The Commonwealth has an interest in
preserving the dignity of the procedure, especially where
convulsions or seizures could be misperceived as signs of
consciousness or distress. Second, pancuronium stops
respiration, hastening death. Kentucky's decision to include
the drug does not offend the Eighth Amendment.

Baze, Slip Op. at 19 (record cite omitted, emphasis added).

While the Baze Court found the state’s interest compelling,
Florida’s myoclonic error rate disputes this finding.

Second, the myoclonosis observation is evidence that the DOC
is not properly administering the chemicals. If properly
administered, the pancuronium bromide should prevent involuntary
physical movements according to the testimony of Dr. Dershwitz.
Since his testimony is the only definition of “proper
administration” on the record, then it is clear that Florida has
not met this standard 35% of the time in the past.

Third, this again raises the issue of the “proper
administration” of sodium pentothal. The large dose of sodium
pentothal greatly reduces the rate of circulation. Based on the
data, this dose inhibits the progress and efficacy of the
pancuronium bromide. This would result in a failures to prevent
involuntary movements and hasten death.
d. Florida Combined Data
Taken together, the data presented above reveals that 40% of
Florida’s prior lethal injection executions had at least two
shared areas of concern implicating the Eighth Amendment. Six
executions had at least two anomalies. Two executions had all
three present (one of which was the execution of Angel Diaz).
These results rebut any argument that the errors are “isolated”

since 40% of Florida executions show two or more errors. (exhibit
11) This is shown in exhibit 14, Table 5.

The combined Florida data is relevant to a Baze analysis.
The proportion of anomalies that occurred during the reported
training period discussed above was 33%. The proportion of
executions with two or more anomalies that occurred was 40%.
Based on the evidence presented with this motion (see exhibit
11), one of Mr. Schwab’s experts calculated whether the
difference between these two proportions is statistically
significant.

This expert found that it is reasonable to assume (in this
case with 98% certainty) that the number of anomalies that will
occur in actual executions will be not be significantly lower or
higher in the future real executions than the 33% that was
observed in the training exercises. (see attachment 11) Based on
the data analysis, the expert’s conclusion is that there is a
significant (and thus legally relevant) relationship between the
DOC training error rate and the combined error rate for past
executions. Id.
Thus, under a Baze analysis, Florida’s current procedure for
executions by lethal injection creates a “substantial risk of
serious harm” by providing data that proves an “objectively

7 It should be noted that in statistics terminology, a “significant relationship” supports evidence for hypothesis.

intolerable risk of harm.”7 Florida’s prior lethal injection
procedures created a substantial risk of serious harm that
culminated in the events of the Diaz execution. Based on the
above objective analysis, it is clear that the DOC has not
significantly reduced this risk. As the Baze Court stated:
“subjecting individuals to a risk of future harm-not simply
actually inflicting pain-can qualify as cruel and unusual
punishment.” Id. at 10. This is the situation in Florida.

e. The Additional Consciousness Assesment

The only major difference for this analysis between the May
2007 protocols and the August 2007 protocols is the addition of a
consciousness assessment between the injection of the first and
second chemicals. The Florida Supreme Court relied upon this
added step heavily in its Lightbourne opinion.
However, under a “step error analysis” this addition does
not decrease the error rate. As with any process, each step of a
process is dependent upon the prior step being successfully
completed. The number of steps and the accuracy at each step are
relational in determining the risk of error in any process. Thus
there is a statistical relationship at every step of the process
and the more steps there are, a cumulative risk of error based on
the number of steps. From a statistical point of view, this only

“Proves” is a legal term applying this evidence.

increases the level of risk. Under the assumption that there are
twenty-five steps from insertion of a periphery IV access line up
to, but not including, the injection of the second drug (with no
consciousness assessment), the probability of success per step
can be calculated using three different accuracy values of .95,
.97, and .99. When the DOC adds a single step to the process,
this statistical example shows a reduction in the probability of
success.

Number of
Steps
95% accuracy
97% accuracy
99% accuracy
26
26%
45%
77%
25
28%
47%
78%

A similar example is shown from the data in section
VII(a)(2) below with the analysis of Ohio’s error rates. After
the execution of Joseph Clark (#21) on May 2, 2006, that featured
problems with gaining and maintaining IV access, Ohio added
additional steps to assess the IV lines after the first and
second chemicals were injected. Instead of lowering the error
rates, they increased. For all Ohio executions up to Joseph
Clark, there was a technical error rate of 45%, a duration error
rate of 50% and a myoclonic error rate of 14%. The executions
after the additional steps were added had a technical error rate

of 60%, a duration error rate of 80% and myoclonic error rate of
20%.

These data support the hypothesis that Ohio did not
adequately assess the problems illustrated by the Clark execution
including such factors as the IV cannulae size and type, the
adequacy of the pre-execution medical exam or the adequacy of the
IV team training. Instead, Ohio opted to add an additional step
that most probably relied upon inadequate factors, such as
inadequately trained IV team members, to correct the problem.

There is no evidence that the Florida DOC currently trains
for assessing consciousness in a manner that would significantly
impact the statistical relationship between the current DOC error
rate and the prior execution error rate. Furthermore, the high
DOC training error rate supports the hypothesis that the success
of this extra step to reduce errors still relies upon poorly
training personnel. As such, Florida will fare no better than
Ohio in this regard.
VII. Comparative Analysis of Florida, Ohio, Georgia and the
Netherlands
Relevant to this issue is a comparative analysis mandated by
the Baze Court’s plurality opinion, see Baze, Slip Op. at 22, and
that any comparison by this court is a finding of fact rather
than a conclusion of law.

8 See fn.9.
9 For example, on May 2, 2006, the execution of Joseph Clark took an “unprecedented amount of time” to effectuate
death. Due to a failure to gain proper IV access, Clark’s execution lasted fifty-three minutes.

a. Ohio and Lethal Injection

Florida and Ohio use similar methods for execution by lethal
injection.8 Like Florida, Ohio has also experienced recent
problems with lethal injection executions.9 Problems with IV
access were well documented, leading to revisions in Ohio’s
protocols. Errors still occurred, however, during attempts to
gain IV access during subsequent executions. The Ohio data
included all information available for the twenty-six executions
by lethal injection from 1999 to 2007.

1.Ohio Technical Issues

Technical issues for Ohio were gathered from data contained
in the execution logs prepared by the Ohio Department of
Rehabilitation and Correction (DRC). This information was
corroborated from other sources. Out of the twenty-five
executions for which data was available, twelve executions had
technical anomalies resulting in a 48% error rate. Using a
probability formulation, there will be an expected total of
twenty-four technical anomalies after Ohio executes fifty
individuals by lethal injection. This is shown in exhibit 14,
Table 6.
Ohio’s recent history of lethal injection executions was

10 The analysis of the Ohio data was divided because the chemical injection procedure was changed after the Joseph

plagued by technical errors. Ohio’s DRC recognized this issue
in June, 2006, and attempted to address problems with gaining
proper IV access after the execution of Joseph Clark (#21). As
shown by the data, however, these problems continue to persist
(executions 22,25,26).

2. Ohio Duration Issues

Ohio execution duration issue data were collected from the
execution logs created by the DRC and pertained to the time from
the start of the chemical injection process to the time that
death was pronounced. The expected execution duration was again
calculated from the affidavits and testimony of Dr. Dershwitz
pertaining to an injection of two grams of thiopental sodium and
100 milliequivalents of potassium chloride. This analysis shows
that the period from 1999 to May of 2006, Ohio’s mean execution
time was 8.6 minutes.10 Using the data provided by Dr. Dershwitz
with a +/- time of one minute, the mean is 2.6 minutes above the
expected execution duration. Also, during this period, ten out
of twenty of Ohio’s lethal injection executions exceeded the time
parameter. This is a 50% execution duration error rate with an
expected twenty-five executions having duration errors after Ohio
conducts a total of fifty executions. This is shown in exhibit
14, Table 7a.

Clark execution. Beginning with the Rocky Barton execution in July, 2006, two separate sixty second saline flushes
and assessments were added in lieu of the previous 20mL saline flush. No other significant changes were made.
11 The longer time for this flush and assessment replacement was added into the execution duration originally
calculated from Dr. Dershwitz’s testimony and sworn statements.

During the period from July 2006 to 2007, Ohio conducted
five executions.11 Four of these five executions exceeded the
execution duration resulting in an 80% error rate. This is shown
in exhibit 1, Table 7b. One can reasonably conclude from this
and the data in Table 6 that Ohio’s revised protocols did not
prevent error but instead increased its occurrence.12

Combining the data during this period (from Table 7a and
Table 7b), finds that fourteen executions by lethal injection out
of the twenty-five, or 56%, for which data was available,
exceeded the established time parameters.

3. Ohio Myoclonic or Other Observable Movements

Myoclonic data for Ohio were collected from witness
observations during executions by lethal injection. For the
twenty-six executions by lethal injection in Ohio, only four had
reported evidence of myoclonic movements, a 15% error rate with
an expected eight executions having observable myoclonic events
during the injection sequence out of fifty executions in Ohio.
This is shown in exhibit 14, Table 8.
4. Ohio Combined Data
The combined data presented above reveals that like Florida,
40% of Ohio’s prior lethal injection executions had at least two

12 See section II(e) above for a complete discussion.

13 Since 2000, Georgia has adopted three different lethal injection protocols. The original execution protocols
became effective in May of 2000 with revisions in September of 2002 and June of 2007. Georgia’s chemical
weights are different in some respects to Florida and Ohio. First, similar to Ohio, Georgia uses two grams of
thiopental sodium. Next, Georgia uses only 50 mg of pancuronium bromide compared to the 100 mg used by Florida
and Ohio. Lastly, where Florida uses 240 milliequivalents of potassium chloride and Ohio relies on a lower amount
of 100 milliequivalents of potassium chloride, Georgia utilizes 120 milliequivalents of potassium chloride. Like
Florida and Ohio, Georgia injects saline after the administration of the first two drugs. Ohio and Georgia, unlike
Florida, also ends the chemical sequence with an injection of saline.
Also different is the injection delivery process, specifically, the syringe volumes used for the injection
sequence. Florida utilizes eight total volume 60cc (ml) syringes. Syringes 1 and 2 inject the sodium pentothal.
Syringe 3 is a saline solution. Syringes 4 and 5 inject the pancuronium bromide. Syringe 6 is again saline. Finally
syringes 7 and 8 inject the potassium chloride. In Ohio, syringes 1 and 2 each inject a volume of 40cc of sodium
pentothal. Syringe 3 is a 20cc of saline flush. Syringes 4 and 5 each inject a volume of 25cc of pancuronium
bromide. Syringe 6 is another 20cc of saline flush. Syringe 7 is a 50cc injection of the potassium chloride. Finally,
syringe 8 is a 20cc saline flush. Georgia uses seven total volume 60cc syringes. Syringes 1 and 1a each inject the
sodium pentothal. Syringe 2 (the third in the sequence), is a 60cc saline flush. Syringe 3 delivers the pancuronium
bromide. Syringe 4 is another saline flush. Syringe 5 is the potassium chloride. Finally, syringe 6 (the seventh in the
sequence) is a saline flush.
It should be noted that the Georgia 2002 and 2007 protocols are similar with respect to the injection process.
The original 2000 protocols appear to be different. They also are vague as to the volumes used for each chmical.
However, based on testimony given in the State v. Nance hearings held on April 30th and July 30th, 2002, the
injection process appears the same.
For example, during the execution of Jose High in November of 2001, the medical technicians had difficulty
establishing IVs in both his arms. While IV access was established in High’s left hand, the technicians were unable to
establish an IV line in the right arms, hand or foot. As a result, technicians had to perform the much more
complicated procedure of establishing a central line in his neck. Jose High’s execution, however, was not a solitary
occurance. In fact, Georgia’s first four lethal injection executions all had problems with establishing proper IV

shared areas of concern implicating the Eighth Amendment. Seven
executions had at least two anomalies. Three executions had all
three present (one of which was the execution of Joseph Clark).
This is shown in exhibit 14, Table 9.

b. Georgia and Lethal Injection

Georgia has also experienced problems with lethal injection
executions since the state first used this method back in 2001.
Like Florida and Ohio, Georgia uses the same three chemicals has
had persistent problems with gaining proper IV access.13

Data collection for Georgia was done using information

access.
14 Alderman v. Donald, Case No. 1:07-CV-1474-BBM (N.D. Atlanta).
15 According to the testimony in Alderman, even though the protocols require only one nurse on the IV team,
Georgia in practice uses two. Order and Opinion, Alderman v. Donald, Case No. 1:07-CV-1474-BBM, at 5.

gathered primarily from the Alderman v. Donald proceedings, a
federal §1983 challenge in the United States District Court for
the Northern District of Georgia which concluded in May of
2008.14 These data included all information available from
Georgia lethal injection executions from 2001 to 2007 during
which time seventeen executions by lethal injection were
conducted.

1. Georgia Technical Issues

Technical issues for Georgia were gathered from data
contained in the medical examiner reports and the execution logs
maintained by the Georgia Department of Corrections (GDOC).
Technical issues data were available for all seventeen executions
in this area in which thirteen had technical anomalies resulting
in a 76% error rate with an expected total of 30 technical
anomalies after Georgia executes forty individuals by lethal
injection. This is shown in exhibit 14, Table 10.
This is a substantial error rate that appears to have gone
unrecognized and thus uncorrected. The reason why Georgia has
such a high technical error rate, even though the IV team
consists of two nurses, is most likely a result of the training
schedule which does not require periodic sessions.15

Further supporting this data are the initial reports about
the June 6, 2008, execution of Curtis Osborne. According to
press accounts, the IV team took thirty-five minutes to find a
suitable vein. This is consistent with Georgia’s high technical
error rate (76%) and our probability calculation for future
executions.

2. Georgia Duration Issues

Georgia execution duration data were collected from the
execution logs maintained by the GDOC. The relevant Georgia
information pertained to the start of the chemical injection
process to the time that death was pronounced. The expected
execution duration was calculated from the affidavits and
testimony of Dr. Dershwitz specific to the chemical weight and
volume used in Georgia.
Data was available for fifteen of the seventeen executions
conducted from 2001 to 2007. Georgia’s mean execution time was
10.3 minutes. Based on the evidence provided by Dr. Dershwitz,
the expected execution duration in Georgia is nine minutes.
Using the same +/- one minute as before, the longest execution
duration should be ten minutes. While the mean duration was only
.3 above the expected duration, 33% of Georgia executions, or
five out of fifteen, still exceeded the duration time parameter
with an expected thirteen executions having duration errors after

Georgia executes forty individuals. This is shown in exhibit 14,
Table 11.

Georgia’s duration error rate is lower than that for Florida
which may be due to the significantly lower amount of sodium
pentothal. For the difference between Georgia and Ohio, it
appears that the difference may involve the chemical volume being
injected. While Georgia’s injection process should take no more
than seven minutes to complete, Ohio should take no more than
four minutes. This is a difference of three minutes whereas the
difference between the two means is only 1.7 minutes.

As noted in section VII(b)(2), recent Georgia executions
after Baze support the data and conclusions concerning the
duration error rate. According to initital press reports, on May
6, 2008, William Earl Lynd’s execution took seventeen minutes and
the June 4th execution of Curtis Osborne took fourteen minutes.
Both executions were above the calculated duration parameter and
above Georgia’s mean execution duration of 10.3 minutes. While
the term “proof” is not a statistical term, it can be said that
these reports support the conclusion concerning Georgia’s
duration error rate.
3. Georgia Myoclonic or Other Observable Movements
For the seventeen total executions in Georgia by lethal
injection, only four had recorded instances of myoclonosis. This

is an error rate of 24% for an expected total of ten myoclonic
errors after forty executions. This is shown in exhibit 14,
Table 12.

4. Georgia Combined Data

The combined data presented above reveals that 35% of
Georgia’s prior lethal injection executions had at least two
shared areas of concern implicating the Eighth Amendment. Four
executions had at least two anomalies. Two executions had all
three present. This is shown in exhibit 14, Table 13.

The combined results for Florida, Ohio and Georgia show a
technical issue error rate of 43%, a duration issue error rate of
55%, and a myoclonic issue error rate of 24%. In addition, the
combined data show that 39% of the executions had the presence of
two or more anomalies.
Florida
Ohio
Georgia
Florida,Ohio,Georgia
Technical
Errors
35%
48%
76%
53%
Duration
Errors
53%
56%
33%
49%
Myoclonic
Errors
35%
15%
24%
24%
Two or
More
Errors
40%
40%
35%
38%
c. Mean Duration Comparison
As noted above, a comparison between Florida, Ohio and

Georgia is relevant to a Baze analysis where some conclusions can
be made about the pharmacokinetics of these chemicals which have
never been studied before in these amounts. Most relevant is the
sodium pentothal that seems to impact the duration of an
execution with the assumption, or hypothesis, that Florida uses
5grams of sodium pentothal to hasten the death of an individual.

Florida uses five grams of sodium pentothal and 100
milligrams of pancuronium bromide. The mean execution duration
is 13.8 minutes. Next, Ohio uses 2 grams of sodium pentothal and
100 milligrams of pancuronium bromide. Ohio’s most recent five
executions under the new protocols had a mean execution duration
of 10.4 minutes. The prior twenty executions in Ohio had a mean
of 8.6 minutes. Georgia, which uses 2grams of sodium pentothal
and 50 milligrams of pancuronium bromide, has a mean execution
duration time of 10.3 minutes.
The data does not support Florida’s hypothesis that more
sodium pentothal hastens death. In fact the data is contrary to
the hypothesis. The difference between the Florida mean and the
Georgia mean is 3.5 minutes. The difference between the Florida
mean and the Ohio mean under Ohio’s newest protocols is 3.4
minutes. The difference between the Florida mean and the Ohio
mean under the prior protocols is 5.2 minutes.
d. The Netherlands

Discussed during both Lightbourne and Baze was the
Netherlands and its experience with euthanasia and physician
assisted suicide (“EAS”). (see exhibit 5) The comparison is
relevant because both practices are designed to end life and both
profess to do so in a humane manner. The Dutch study found that
in EAS cases, there was a technical issue error rate of 5%, a
duration issue error rate of 7%, and a myoclonic issue error rate
of 4%. As noted above, Florida lethal injection executions have
a technical issue error rate of 35%, a duration issue error rate
of 53%, and a myoclonic issue error rate of 35%. Ohio lethal
injection executions have a technical issue error rate of 48%, a
duration issue error rate of 56%, and a myoclonic issue error
rate of 15%. Georgia lethal injection executions have a technical
issue error rate of 76%, a duration issue error rate of 33%, and
a myoclonic issue error rate of 24%.While Dutch EAS practices are
done in a clinical setting, the difference between the EAS
practices, Florida, Ohio and Georgia lethal injection executions
are substantial.
Florida
Ohio
Georgia
Netherlands
Technical
Errors
35%
48%
76%
5%
Duration
Errors
53%
56%
33%
7%
Myoclonic
Errors
35%
15%
24%
4%


VIII. Executive Discretion vs. Judicial Oversight

Schwab and Lightbourne reaffirmed this Court’s decision in
Sims v. State, 754 So.2d 657 (Fla. 2000) to accord heavy
deference to the DOC with regard to virtually every aspect of the
lethal injection protocols and the way they are implemented. The
lower court in its Order likewise followed this reasoning.
Justice Thomas declined to join the plurality opinion in Baze in
part because, in his view, comparative risk standards “require
courts to resolve medical and scientific controversies” that he
felt were “beyond judicial ken,” and the judiciary should not, as
he put it, “micromanage the State’s administration of the death
penalty in this manner.” The language and reasoning he employed
are strikingly similar to that expressed by this Court in Sims,
Lightbourne and Schwab. Since those views now represent the
losing side, presumably the courts must now resolve at least some
medical and scientific controversies and engage in at least some
management of the administration of the death penalty.
However, executive discretion in the area of capital
punishment has long been diminished. Article I, section 17 of the
Florida Constitution, the conformity clause, provides that: “The
prohibition against cruel or unusual punishment, and the
prohibition against cruel and unusual punishment, shall be

construed in conformity with decisions of the United States
Supreme Court which interpret the prohibition against cruel and
unusual punishment provided in the Eighth Amendment to the United
States Constitution.” This constitutional amendment, ratified by
the electorate, removed any separate and independent discretion
that the DOC may have had in this area and firmly placed it with
the United States Supreme Court.

Furthermore, judicial oversight of capital punishment at the
expense of executive discretion has a long tradition in our
jurisprudence. This principle was again reaffirmed this term in
the U.S. Supreme Court’s decision in Kennedy v. Louisiana (June
25, 2008). In Kennedy, the Supreme Court is very clear as to
which branch of government controls the process of capital
punishment in the country. The Court stated:
This is of particular concern when the Court interprets the
meaning of the Eighth Amendment in capital cases. When the
law punishes by death, it risks its own sudden descent into
brutality, transgressing the constitutional commitment to
decency and restraint. For these reasons we have explained
that capital punishment must “be limited to those offenders
who commit ‘a narrow category of the most serious crimes'
and whose extreme culpability makes them ‘the most deserving
of execution.’ ” Roper, supra, at 568, 125 S.Ct. 1183
(quoting Atkins, supra, at 319, 122 S.Ct. 2242). Though the
death penalty is not invariably unconstitutional, see Gregg
v. Georgia, 428 U.S. 153, 96 S.Ct. 2909, 49 L.Ed.2d 859
(1976), the Court insists upon confining the instances in
which the punishment can be imposed. Applying this
principle, we held in Roper and Atkins that the execution of
juveniles and mentally retarded persons are punishments
violative of the Eighth Amendment because the offender had a
diminished personal responsibility for the crime. See Roper,

supra, at 571-573, 125 S.Ct. 1183; Atkins, supra, at 318,
320, 122 S.Ct. 2242. The Court further has held that the
death penalty can be disproportionate to the crime itself
where the crime did not result, or was not intended to
result, in death of the victim. In Coker, 433 U.S. 584, 97
S.Ct. 2861, 53 L.Ed.2d 982, for instance, the Court held it
would be unconstitutional to execute an offender who had
raped an adult woman. See also Eberheart, supra (holding
unconstitutional in light of Coker a sentence of death for
the kidnaping and rape of an adult woman). And in Enmund v.
Florida, 458 U.S. 782, 102 S.Ct. 3368, 73 L.Ed.2d 1140
(1982), the Court overturned the capital sentence of a
defendant who aided and abetted a robbery during which a
murder was committed but did not himself kill, attempt to
kill, or intend that a killing would take place. On the
other hand, in Tison v. Arizona, 481 U.S. 137, 107 S.Ct.
1676, 95 L.Ed.2d 127 (1987), the Court allowed the
defendants' death sentences to stand where they did not
themselves kill the victims but their involvement in the
events leading up to the murders was active, recklessly
indifferent, and substantial. In these cases the Court has
been guided by “objective indicia of society's standards, as
expressed in legislative enactments and state practice with
respect to executions.” Roper, 543 U.S., at 563, 125 S.Ct.
1183; see also Coker, supra, at 593-597, 97 S.Ct. 2861
(plurality opinion) (finding that both legislatures and
juries had firmly rejected the penalty of death for the rape
of an adult woman); Enmund, supra, at 788, 102 S.Ct. 3368
(looking to “historical development of the punishment at
issue, legislative judgments, international opinion, and the
sentencing decisions juries have made”). The inquiry does
not end there, however. Consensus is not dispositive.
Whether the death penalty is disproportionate to the crime
committed depends as well upon the standards elaborated by
controlling precedents and by the Court's own understanding
and interpretation of the Eighth Amendment's text, history,
meaning, and purpose. See id., at 797-801, 102 S.Ct. 3368;
Gregg, supra, at 182-183, 96 S.Ct. 2909 (joint opinion of
Stewart, Powell, and STEVENS, JJ.); Coker, supra, at 597-
600, 97 S.Ct. 2861 (plurality opinion).Based both on
consensus and our own independent judgment, our holding is
that a death sentence for one who raped but did not kill a
child, and who did not intend to assist another in killing
the child, is unconstitutional under the Eighth and
Fourteenth Amendments.
Kennedy, Slip Op. at 9-10.

It is very clear that the United States Supreme Court mandates
that judicial oversight of capital punishment must never give way to
any claim of executive discretion. The Court is very clear in
stating which branch of government sets the limits of the Eighth
Amendment, reaffirming the primacy of judicial oversight.
CONCLUSION

Based on the foregoing arguments, Mr. Schwab requests that this
Court issue an Order remanding his case for a full and fair
evidentiary hearing or for such other relief as this Court may deem
appropriate.
CERTIFICATE OF SERVICE

I HEREBY CERTIFY that a true copy of the foregoing Initial
Brief of Appellant has been furnished by e-mail and U.S. Mail,
first class postage, to all counsel of record on this 26th day of
June, 2008.
s/Peter J. Cannon
Peter J. Cannon
Florida Bar No. 0109710
Mark S. Gruber
Florida Bar No. 0330541
CAPITAL COLLATERAL REGIONAL
COUNSEL - MIDDLE REGION
3801 Corporex Park Drive, Suite 210
Tampa, Florida 33619
(813) 740-3544
Attorneys for Defendant

CERTIFICATE OF COMPLIANCE

Pursuant to Fl.R.App.P. 9.210, I hereby certify that this
brief is prepared in Courier New 12 point font and complies with
the requirement of Rule 9.210.
s/Peter J. Cannon
Peter J. Cannon
Fla. Bar No. 010710
Copies furnished to:
Honorable Charles M. Holcomb
Circuit Court Judge

Titusville Courthouse
506 South Palm Avenue
Titusville, FL 32796
Kenneth Nunnelley
Assistant Attorney General
444 Seabreeze Boulevard, 5th Floor
Daytona Beach, FL 32118-3951
Robert Wayne Holmes
Assistant State Attorney
2725 Judge Fran Jamieson Parkway, Bldg. D
Viera, FL 32940
Commission on Capital Cases
ATTN: Roger R. Maas
402 S. Monroe Street
Tallahassee, FL 32399-1300
The Honorable Thomas D. Hall
Clerk, Supreme Court of Florida
ATTN: Tangy Hardy
Supreme Court Building
500 S. Duval Street
Tallahassee, FL 32399-1927

Virginia Botches 100th Execution


Virginia Botches 100th Execution

Virginia Abolitionists Ring the Toll Bell 100 Times in Protest By Dee
Takeaways Virginia executes 100 th inmate
Virginia correctional officers botched the execution
It took 17 minuets to insert the IV

A Virginia inmate, Robert Stacy Yarbrough was executed by the state of Virginia last night bringing the number of executions to 100. Virginia is second to Texas in the number of executions that have taken place.

Yarbrough was convicted of murder in 1997 of a store owner.

A month after the Supreme Court ruled that lethal injection was not cruel and unusual, Virginia botched the execution because they had trouble locating a vein to insert the IV.

According to TheDailypress. com, "Corrections officials needed 17 minutes to insert the intravenous lines. It took approximately 10 minutes for him to die." The paper quoted his last words as "Tell my kids I love them, and let's get it over with. Make people happy. Help celebrate the murder,"

Protesters and abolitionist stood outside the execution unit, Greensville prison.

According to Annette Blankenship, prison rights reformist and death penalty opponent, Jack Payden-Travers came up because he is now with N.C.ACLU, Matt from (VADP) Virginians Against The Death Penalty and some other members from VADP, 3 members from People of Faith Against The Death Penalty were there, and the people from the pilgrimage walk were there, along with some others, including Capital-"X" who has been "Walking 4 Life" to bring awareness to the death penalty.

Blankenship stated "I say it was about 40 people in Jarratt at fill in the field. We got in a circle, I forgot who led, we had a moment of silence, read a prayer by Sister Helen Prejean, known for her role in "Dead man Walking" and death penalty opponent. Each one of us walked up and took the hammer to hit the toll bell twice and it got a total ring of 100 times with Abe leading. Abe is from the National Coalition to End the Death Penalty.

Nearing the time of the execution ending we lined up along roadside with candles and signs and we sang a song, "Peace is Flowing Like a River." At one point a train was blocking the field and protesters had to wait about 20 minuets to reach their destination.

Source: Annette Blankenship

http://www.associat edcontent. com/article/ 798681/virginia_ activist_ annette_blankens hip.html? cat=8

TheDailypress. com,

http://www.dailypress.com/news/ dp-va--virginiae xecution0625jun2 5,0,7919732. story

Associated Content: http://www.associat edcontent. com/article/ 719771/supreme_ court_gives_ the_ok_to_ proceed.html? cat=17

Florida Bishops Urge Rethinking of Death Penalty


ZE08062603 - 2008-06-26
Permalink: http://www.zenit.org/article-23026?l=english

Florida Bishops Urge Rethinking of Death Penalty

http://www.zenit.org/article-23026?l=english

Ask Governor to Halt Execution of Child Murderer


TALLAHASSEE, Florida, JUNE 26, 2008 (Zenit.org).- Nine bishops of Florida sent a letter to Governor Charlie Crist urging him to stop executions in Florida, beginning with the scheduled execution of Mark Dean Schwab next week.

"We can never fully comprehend the pain the victim’s family feels after losing their loved one and we extend our sincere sympathy to the family of Junny Rios-Martinez, the victim in this crime," the bishops acknowledged in the note sent Wednesday.

Schwab was convicted in 1992 of raping and killing 11-year-old Junny Rios-Martinez. He is scheduled to die by lethal injection Tuesday evening.

"But killing someone because they killed only perpetuates violence and coarsens the public’s attitude about the sanctity of life, including the lives of those who have committed grave offenses," they added.

The bishops' letter acknowledged the right of the state to impose the death penalty, but urged the governor "to join the growing number of states who are re-examining the death penalty as a means of punishing those convicted of capital offenses."

The prelates explained: "In 1991, a Florida Supreme Court study commission found 'the application of the death penalty in Florida is not colorblind.' Almost 10 years later, the Governor’s Task Force on Capital Cases recommended reforms, many of which have not been implemented.

"As recently as 2006, the Florida Death Penalty Assessment Team, working with the American Bar Association, released their report citing serious problems in Florida’s death penalty system. The recurring question of innocence, the exorbitant cost, the inconsistency in sentencing, and the capriciousness of who is executed, each calls for re-examination."

New standard

"You can set a new standard of respect for life in Florida, turning away from execution and imposing a life sentence without possibility of parole for Mark Dean Schwab," the bishops told Goverenor Crist. "Incarceration allows the wrongdoer the possibility of conversion and the ability to make public restitution for crimes through life imprisonment."

"As we pray for Junny Rios-Martinez and his family," the note said, "we pray also for you, as well as for those on death row, that we all will acknowledge God as the Lord of Life, and that we all may learn, not only to obey the commandment not to kill human life, but also to revere it."

The letter was signed by Archbishop John Favalora of Miami, Bishop Victor Galeone of St. Augustine, Bishop Robert Lynch of St. Petersburg, Bishop Thomas Wenski of Orlando, Bishop John Ricard of Pensacola-Tallahassee, Bishop Gerald Barbarito of Palm Beach, Bishop Frank Dewane of Venice, and auxiliary bishops Felipe Estevez and John Noonan, both of the Archdiocese of Miami.


Florida Supreme Court order of briefing schedule in Mark Scwab

http://www.markschwab.us/legal/Filed_06-25-2008_Briefing_Schedule.txt

http://www.markschwab.us/legal/Filed_06-25-2008_Briefing_Schedule.pdf


~uprtmt ((ourt of jflortba

WEDNESDAY, JUNE 25, 2008

CASE NO.: SC08-1199
Lower Tribunal No(s).: 05-1991-CF-7249


AXXX

MARK DEAN SCHWAB vs. STATE OF FLORIDA

Appellant(s) .Appellee(s)

The briefs in the above styled case are to be filed as follows: Appellant's
initial brief on the merits shall be filed by 4 p.m., Thursday, June 26, 2008; and
appellee's answer brief shall be filed by 10 a.m., Friday, June 27,2008. No reply
brief on the merits will be entertained. Filing of the above briefs to this Court and
to opposing counsel shall be via e-mail to the following address:
warrant@flcourts.org. Counsel shall then transmit the signed original brief only.

The trial court clerk shall file the record on appeal by 10:00 a.m. Friday, June
27,2008.

Per this Court's Administrative Order In Re: Mandatory Submission of
Electronic Copies of Documents, AOSC04-84, dated September 13,2004, counsel
are directed to transmit a copy of all briefs in an electronic format as required by the
provisions of that order.

A True Copy
Test:

~IP,(IiI!


Clerk, Suprelue Comi

th
Served:
RYAN COURT REPORTERS MARK S. GRUBER
PETER JAMES CANNON KENNETH S. NUNNELLEY
HON. CHARLES M. HOLCOMB, JUDGE HON. SCOTT ELLIS, CLERK


Notice of appeal - Mark Schwab

Signature: Peter J. Cannon
Peter J. Cannon

IN THE CIRCUIT COURT OF THE EIGHTEENTH JUDICIAL CIRCUIT, IN
AND FOR BREVARD COUNTY, FLORIDA


http://www.markschwab.us/legal/Filed_06-25-2008_Notice_Appeal.txt


http://www.markschwab.us/legal/Filed_06-25-2008_Notice_Appeal.pdf


CASE NO. 91-7249-CF-A

STATE OF FLORIDA, CAPITAL CASE -WARRANT SIGNED
EXECUTION SCHEDULED FOR
July 1, 2008
Plaintiff,

v.

MARK DEAN SCHWAB,
Defendant

--------,/

NOTICE OF APPEAL

Defendant, Mark Dean Schwab, by counsel, takes this appeal to the Florida Supreme Court ofthe
Order of this Court dated June 25,2008 and all adverse orders and rulings attendant thereto. The nature of
the order appealed from is a final order summarily denying the Defendant's Rule R.Crim.P. 3.851 Motion to
Vacate Sentence or Stay Execution which is dated June 20, 2008.

CERTIFICATE OF SERVICE
I HEREBY CERTIFY that a true copy of the foregoing Notice ofAppeal has been furnished
bye-mail and U.S. Mail, first class postage, to all counsel ofr is 25th day ofJune, 2008.

Florida BarNo. 0109710
Mark S. Gruber
Florida Bar No. 0330541
CAPITAL COLLATERAL REGIONAL
COUNSEL-MIDDLE REGION
3801 Corporex Park Drive, Suite 210
Tampa, Florida 33619
813-740-3544

Attorneys for Defendant


Copies furnished to:

The Honorable Charles M. Holcomb
Circuit Court Judge
Titusville Courthouse
506 South Palm Avenue
Titusville, FL 32796

Kenneth S. Nunnelley
Assistant Attorney General
Office of the Attorney General
444 Seabreeze Blvd., 5th Floor
Daytona Beach, FL 32118-3958

Robert Wayne Holmes
Assistant State Attorney
Office of the State Attorney
2725 Judge Fran Jamieson Way
Building D
Viera, Florida 32940

Roger R. Maas
Commission on Capital Cases
maas.roger@leg.state.fl.us.

Thomas Hall, Clerk
Florida Supreme Court
wan·ant@flcourts.org

Guiseppina Ancona
Court Reporter
Brevard Associated Court Services
100 Rialto Place, Suite 700
Melbourne, FL 32901


Thursday, 26 June 2008

Judge: Chance of pain definite during Schwab execution


Judge: Chance of pain definite during Schwab execution
BY JOHN A. TORRES
FLORIDA TODAY
Titusville Judge Charles Holcomb on Wednesday cleared the way for the execution next week of child rapist and murderer Mark Dean Schwab, who argued that a lethal injection is cruel and unusual punishment. Holcomb rejected Schwab's motion to vacate his sentence, saying any method of execution could cause pain.
He said that even though executions must be deliberated, it does not give Schwab or his attorneys the right to file motions on matters already decided.
"This process does not require the court to continually review claims which have already been found wanting," Holcomb wrote. "At this late stage in the legal process, Schwab is barred from relitigating prior claims and from raising any new claims which could have been raised at an earlier date."
Schwab was convicted in 1992 of raping and killing Junny Rios-Martinez, 11, of Cocoa. He is scheduled to die by lethal injection at 6 p.m. Tuesday.
The state revised protocol after the December 2006 execution of Angel Diaz took twice as long as normal. The state has not executed anyone since then, waiting for the U.S. Supreme Court to rule on the constitutionality of lethal injection in a Kentucky case.
Holcomb quoted Chief Justice John Roberts, who said capital punishment was constitutional. "Some risk of pain is inherent in any means of execution -- no matter how humane," Roberts wrote.

Saturday, 21 June 2008

MARK DEAN SCHWAB - SUCCESSIVE MOTION TO VACATE SENTENCE OR STAY EXECUTION

http://www.markschwab.us/legal/successivemotion.htm

IN THE CIRCUIT COURT OF THE EIGHTEENTH JUDICIAL CIRCUIT, IN

AND FOR BREVARD COUNTY, FLORIDA

CASE NO. 91-7249-CF-A

STATE OF FLORIDA, CAPITAL CASE

EXECUTION SCHEDULED

Plaintiff, JULY 1, 2008

6:00 P.M.

v.

MARK DEAN SCHWAB,

Defendant

______________________/

SUCCESSIVE MOTION TO VACATE SENTENCE OR STAY EXECUTION

Mark Dean Schwab, by undersigned counsel, files this motion to vacate his

sentence of death pursuant to Fla. R. Crim. P. 3.851, or stay execution. This is a

successive motion filed under Rule 3.851(c)(2). A warrant has been signed and

execution is scheduled for the week of June 30th, 2008.

The defendant was convicted of first degree murder and capital sexual battery

after a nonjury trial and sentenced to death on July 1, 1992. The judgment and sentence

were affirmed on direct appeal to the Florida Supreme Court. Schwab v. State, 636 So.2d

3 (Fla. 1994) cert. denied 513 U.S. 950, 115 S.Ct. 364 (1994). Thereafter, Schwab filed

an original motion for postconviction relief, the denial of which was affirmed in Schwab

v. State, 814 So.2d 402 (Fla. 2002). The denial of Schwab=s federal petition for a writ of

habeas corpus was affirmed in Schwab v. Crosby, 451 F.3d 1308 (2006) cert. denied 127

S.Ct. 1126 (Mem), 166 L.Ed.2d 897. The State previously filed a memorandum on July

26, 2007 titled AThe Issues Raised in Prior Proceedings,@ which accurately quotes the

appellate courts= description of the issues which were raised on direct appeal, in state

postconviction proceedings and on federal review, and their disposition. Mr. Schwab

filed a successive motion to vacate on August 15, 2007. In it he raised two issues

challenging the constitutionality of Florida’s lethal injection procedure and raising the

claim that newly discovered mitigation evidence of neurological brain damage made his

sentence of death unreliable. The postconviction court denied relief. On November 1,

2

2007, the Florida Supreme Court affirmed the denial of all relief. Schwab v. State, No.

SC07-1603 (November 1, 2007). On November 9, 2007, Mr. Schwab filed another

motion for post-conviction relief based on newly discovered evidence regarding

mitigation and a claim addressing Florida’s method of execution. Relief was denied on

January 24th, 2008, by the Florida Supreme Court. Prior to the ruling, however, the

United States Supreme Court granted Mr. Schwab a stay of execution on November 15th,

2007.

This motion is predicated on the recent United States Supreme Court decision in

Baze v. Rees and the evidence supporting the claims that Florida’s procedures for

carrying out executions by lethal injection create a “substantial risk of serious harm”.

Baze v. Rees, Slip Op. at 10-11 (Opinion of Roberts, C.J.) The witness information is

furnished on a witness list which is being filed simultaneously with this motion. These

witnesses will be available to testify under oath. The relief sought is an order vacating the

sentence of death, or a stay of execution, or such other relief as this Court may deem

appropriate.

CLAIM I

THE UNITED STATES SUPREME COURT’S DECISION IN BAZE V. REES

SUPERCEEDED THE STANDARD OF REVIEW RELIED UPON BY FLORIDA

COURTS IN REJECECTING EVIDENCE THAT CLEARLY REVEALS THAT

FLORIDA’S LETHAL INJECTION EXECUTION PROCEDURES CREATES A

SUBSTANTIAL RISK OF SERIOUS HARM AND THUS VIOLATES THE

EIGHTH AND FOURTEENTH AMENDMENTS AND CORRESPONDING

PROVISIONS OF THE FLORIDA CONSTITUTION.

I. The Baze Decision

On April 16, 2008, the United States Supreme Court issued its plurality opinion in

Baze v. Rees, No. 07-5439, (April 16, 2008). The Supreme Court in Baze attempted to

define the standard applicable to method of execution cases. Due to the nature of the

Baze opinion, no clear standard was affirmatively adopted by a majority of the Court. In

fact, four standards emerged from the various opinions with only two having at least

three justices joining. In an opinion by Chief Justice Roberts, joined by Justices Kennedy

and Alito, the three members of the Court proposed that the proper standard should be a

“substantial risk of serious harm”. Baze v. Rees, Slip Op. at 10-11 (Opinion of Roberts,

3

C.J.)(hereinafter “Baze decision”). Further, this three-justice opinion requires an

additional showing by a “condemned prisoner” for a stay of execution of a comparison

between the challenged execution procedures and “known and available alternatives”. Id.

at 22. Three other Justices, Breyer, Ginsburg and Souter, proposed a standard that

requires a showing of an “untoward, readily avoidable risk of inflicting severe and

unnecessary pain”. Baze v. Rees, Slip Op. at 11 (Ginsburg, J., dissenting); Id., at 1

(Breyer, J., concurring).

The Standards announced in Baze squarely conflict with the standard relied upon

by the Florida Supreme Court in the January 24th, 2008, opinion in which it reviewed Mr.

Schwab’s claim under an “inherent cruelty” standard. In fact, the United States Supreme

Court explicitly rejected the “unnecessary risk” standard also announced by the Florida

Supreme Court. The Chief Justice’s opinion is perhaps the one to be adopted by the

lower courts. This opinion explains the standard which should be applied by the lower

courts:

Our cases recognize that subjecting individuals to a risk of future harm-not simply

actually inflicting pain-can qualify as cruel and unusual punishment. To establish

that such exposure violates the Eighth Amendment, however, the conditions

presenting the risk must be “sure or very likely to cause serious illness and

needless suffering,” and give rise to “sufficiently imminent dangers.” … We have

explained that to prevail on such a claim there must be a “substantial risk of

serious harm,” an “objectively intolerable risk of harm” that prevents prison

officials from pleading that they were “subjectively blameless for purposes of the

Eighth Amendment.

Baze v. Rees, Slip Op. at 10-11 (Opinion of Roberts, C.J.)

Additionally, the United States Supreme Court now requires an additional

evidentiary showing for Mr. Schwab in order to obtain a stay of execution. The Supreme

Court now requires that Mr. Schwab proffer alternatives that effectively address a

substantial risk of serious harm. Further, the Court stated that “the alternative procedure

must be feasible, readily implemented, and in fact significantly reduce a substantial risk

of severe pain.” Baze v. Rees, Slip Op. at 13.

Based on Florida’s prior experience with lethal injection and documentary

evidence concerning the Florida Department of Corrections’ current training program, as

discussed below, Florida’s lethal injection execution procedures create a substantial risk

of serious harm.

4

II. Florida Department of Corrections Execution Training

On December 13, 2006, the execution of Angel Diaz created concerns whether

Florida’s lethal injection protocols were being adequately implemented by the Florida

Department of Corrections. As a result, then Governor Jeb Bush created the Governor’s

Commission on the Administration of Lethal Injection to review the method in which the

lethal injection protocols are administered by the Department of Corrections (“DOC”)

and to make findings and recommendations as to how administration of the procedures

and protocols can be revised. As found by the Governor’s Commission on

Administration of Lethal Injection (“GCALI”) in its final report, inadequate training was

a major contributing factor leading to the events of the Diaz execution. To reduce the

risk of these events recurring, GCALI determined that better and proper training of the

DOC execution team was required. (exhibit 3) The DOC, pursuant to the newly revised

protocols of May, 2007, conducted several training sessions for the execution team.

These initial training sessions included both the DOC execution team members and

observers from the Florida Department of Law Enforcement (“FDLE”)(exhibit 4).

As previously noted before this Court, Mr. Schwab obtained the services of Janine

Arvizu, a certified quality auditor, to review the protocols and session notes. After a

review of the notes taken during the mock executions, it was determined that two of the

five July 2007 mock executions resulted in failed exercises.1 This was an error rate of

40%. This continued level of training would result in a probability of eight failed

“exercises” for every twenty practice executions and sixteen failed exercises for every

forty practice executions. This is shown in exhibit 14, Table 1a.

As a result of the Lightbourne litigation, the DOC revised their protocols which

were effective August 1, 2007. The execution process remained the same except for the

inclusion of an extra step to “assess consciousness” just prior to the injection of the

second chemical. Using these revised protocols, the DOC conducted seven mock

executions. (exhibit 4) Again, based on these training session notes, it was determined

that two of the seven August 2007 mock executions resulted in failed exercises. This is a

1 The definition of a “failed exercise” for the purposes of this analysis has several key aspects. First, a

failure does not encompass an exercise where the error or errors would result in “some risk of pain”, Baze,

at 8, or an “isolated mishap”. Id. at 11. A failed exercise would encompass a substantial error where an

5

29% error rate. This continued level of training would result in a probability of six failed

exercises for every twenty practice executions and twelve failed exercises for every forty

practice executions. These August training notes were not addressed in Mr. Schwab’s

prior motion for relief. This is shown in exhibit 14,Table 1b.

Combining July and August, there were twelve trials in which four were failed

exercises. This is a 33% error rate with a probability of seven failed exercises for every

twenty practice executions and thirteen failed exercises for every forty practice

executions. This combined analysis is shown in exhibit 14, Table 1c.

On May 27th, 2008, Mr. Schwab filed a renewed records request for the DOC

training session notes for the period between September, 2007, to the present. This Court

granted the motion and the DOC records were received on June 16, 2008. These records

indicate that between September, 2007 and May, 2008, the DOC conducted thirty

training exercises. Again, after review of these records, Ms. Arvizu found significant

training failures. (exhibit 8). The records indicated that nine of the thirty exercises were

failures resulting in an error rate of 30%.

III. Prior Florida Executions

Objectively, the data from the DOC training sessions and data obtained from

Florida’s prior twenty lethal injection executions are relevant to show a substantial risk of

harm. In Baze, the Court distinguished between two types of error:

In terms of our present Eighth Amendment analysis, such a situation-unlike an

“innocent misadventure,” -would demonstrate an “objectively intolerable risk of

harm” that officials may not ignore. In other words, an isolated mishap alone

does not give rise to an Eighth Amendment violation, precisely because such an

event, while regrettable, does not suggest cruelty, or that the procedure at issue

gives rise to a “substantial risk of serious harm.”

Baze, Slip Op. at 11-12 (citations omitted, emphasis added).

This objective analysis based on the data discussed infra establish that these errors are not

“isolated” mishaps but, instead, reoccurring errors in both training and past executions.

Florida’s prior lethal injection execution data were collected in order to focus on

three major areas of concern 1) technical issues, 2) duration issues, and 3) myoclonic

Eighth Amendment violation would be presented or where the error shows objective evidence that the

achievement of significant learning objectives were not obtained.

6

observation issues. Specifically, the data set to be included involved the executions by

lethal injection conducted in Florida between 2000 and 2006.

a. Florida Technical Issues

Investigation reports conducted by the medical examiner provided the basis for

the data. The only data available were for seventeen of the twenty lethal injection

executions conducted during this time period. These reports were reviewed for technical

anomalies which included 1) irregular IV placements, along with evidence of iatrogenic

manipulation,2 2) surgical incisions for IV access, 3) recent multiple needle puncture

marks indicating failure to gain IV access at the initial site, and 4) one instance indicating

subcutaneous IV insertion. Out of the seventeen executions for which data were

available, six post-execution investigative reports found technical anomalies, or in

probability terms, a 35% error rate with an expected total of fourteen technical anomalies

after Florida executes forty individuals by lethal injection. This is shown in exhibit 14,

Table 2.

The existence of past technical anomalies and the high probability (or certainty)

of their occurrence in the future implicate deviations in the execution mechanics and

show that due to inadequate training, the execution team is routinely incapable of finding

proper IV access without several attempts. While the argument can be made that such

problems occur in a clinical setting, the fact that the DOC fails 35% of the time indicates

a high level of failure due to inadequate training.

Under a Baze analysis, these data establish that Florida is “subjecting individuals

to a risk of future harm”. Id. at 10. The Baze decision discussed in great length this issue

of proper IV placement, the issue that lead to the events of the Diaz execution. Baze, Slip

Op. at 15. The Baze Court discussed Kentucky’s training procedure in this area:

Moreover, these IV team members, along with the rest of the execution team,

participate in at least 10 practice sessions per year. These sessions, required by the

written protocol, encompass a complete walk-through of the execution

procedures, including the siting of IV catheters into volunteers.

Baze, Slip Op. at 16 (record citation omitted, emphasis added).

2 “Iatrogenic” is defined as being “induced inadvertently by a physician or surgeon or by medical

treatment.” MERRIAM-WEBSTER MEDICAL DICTIONARY (2005 Ed.).

7

Kentucky trains the IV team by siting the lines into a person. Florida does not,

even though improper IV placement was major cause of the problems during the Diaz

execution. Florida’s substandard training of the technical team members responsible for

gaining IV access create conditions that present a risk of harm which is “sure or very

likely to cause serious illness and needless suffering,” and give rise to “sufficiently

imminent dangers.” Id. at 10-11.

b. Florida Duration Issues

Relevant to the Baze standard is the amount of time that elapses from the start of

the lethal injection chemical sequence until death. Evidence about the mechanics of

lethal injection and the pharmacological and pharmacokinetic properties of the chemicals

was obtained from the Lightbourne record through the testimony of the state’s expert Dr.

Dershwitz. (exhibit 1)

Based on this evidence, the normal duration of an execution by lethal injection

should last no more than eleven minutes. Compared to the duration of prior executions in

Florida, ten out of nineteen, or 53%, of Florida’s lethal injection executions exceeded this

time parameter. Further, this trend will continue and after twenty more executions (for a

total of forty), there is a statistical certainty that twenty-one executions will exceed the

constitutional duration limit. The mean duration for these executions is 13.8 minutes.

(exhibit 11) This is illustrated in exhibit 14, Table 3a.

Applying a t test, where the null hypothesis is true, shows that 83% of Florida’s

future executions will take longer than the eleven minute parameter established through

Dr. Dershwitz’s testimony. These findings show that 34% of future executions will take

between 13.79 and 20.12 minutes and 16% of future executions will take more than 20.12

minutes. Finally, the top 25% of Florida’s future executions will take more seventeen

minutes. (exhibit 11) Exhibit 14, Table 3b shows the t test and results.

These data are relevant to a Baze analysis in several respects. First, the execution

duration parameter is based on the scientific testimony of Dr. Dershwitz. The foundation

of this testimony is the pharmacokinetic and pharmacological properties of the three

drugs used in Florida and the weight and volume of their administration. According to

this testimony, an execution should take no longer than eleven minutes. Clearly, this is

not the case in Florida since a majority of past executions exceeded this parameter. This

8

means that these drugs are being “maladministered” as understood by the Baze Court. It

is more probable than not that this error rate is due to the improper administration of the

chemicals because of the 35% technical error rate, an error that featured prominently

during the Diaz execution. Since there is a statistical correlation between the training

session error rates and past lethal injection error rates, there is no doubt that these errors

will continue.

Second, the Baze Court also recognized the notion of “needless suffering” as part

of the Court’s Eighth Amendment jurisprudence. See id. at 10-11. The touchstone of

“needless suffering” is the mechanics of a particular method of execution, See id. at 8,

which were established by Dr. Dershwitz. Thus the high duration error rate in past

executions objectively shows a “substantial risk” of “unnecessary suffering”.

Third, the choice by Florida to use a large dose of sodium pentathol, as opposed

to the smaller doses used by other states, appears to prolong an execution rather than

hasten death.3 This is again supported by the testimony of Dr. Dershwitz concerning the

pharmacokinetic properties of sodium pentothal which slow the circulatory and

respiratory systems.4 This leads to a troubling conclusion concerning the “proper

administration of the first drug”. Baze, Slip. Op. at 5. Since there are no clinical studies

with this amount of sodium pentothal, the definition of a “proper administration” can

only be based on the pharmacokinetic properties of the first drug. This, however, creates

a conflict: either the testimony of Dr. Dershwitz is wrong or the drug is being improperly

administered. In other words, “we know not what we do”, or we know what to do but

cannot do it right.

c. Florida Myoclonic or Other Observable Movements

The last area of concern involves witness observations during past lethal

injections of certain involuntary movements, termed myoclonus, by the prisoner. This

term as used here includes spasms, convulsions or other involuntary movements

witnessed during the injection of the lethal chemicals. For the prior twenty lethal

3 This issue is fully developed in part III, infra.

4 See exhibit 6. It should be noted that when discussing the pharmacokinetics of the three drugs, the

sodium pentothal reaction time is measured from the start of administration as opposed to the completion of

administration for the other two drugs. See Baze, at 6.

9

injection executions in Florida, seven, or 35%, had observable myoclonic events. (exhibit

11) This is shown in exhibit 14, Table 4.

Based on the evidence contained in Lightbourne, these events should not occur

during executions by lethal injections. These data show that 35% of Florida’s prior

executions include either complications due to the pharmacological properties of the

chemicals or inadequate training of the DOC execution team.

Under a Baze analysis, myoclonic observations are relevant for several reasons.

First, the propriety of using pancuronuim bromide was debated by the Baze litigants. The

Baze Court found its use proper:

First, it prevents involuntary physical movements during unconsciousness that

may accompany the injection of potassium chloride. The Commonwealth has an

interest in preserving the dignity of the procedure, especially where convulsions

or seizures could be misperceived as signs of consciousness or distress. Second,

pancuronium stops respiration, hastening death. Kentucky's decision to include

the drug does not offend the Eighth Amendment.

Baze, Slip Op. at 19 (record cite omitted, emphasis added).

While the Baze Court found the state’s interest compelling, Florida’s myoclonic error rate

disputes this finding.

Second, the myoclonosis observation is evidence that the DOC is not properly

administering the chemicals. If properly administered, the pancuronium bromide should

prevent involuntary physical movements according to the testimony of Dr. Dershwitz.

Since his testimony is the only definition of “proper administration” on the record, then it

is clear that Florida has not met this standard 35% of the time in the past.

Third, this again raises the issue of the “proper administration” of sodium

pentothal. The large dose of sodium pentothal greatly reduces the rate of circulation.

Based on the data, this dose inhibits the progress and efficacy of the pancuronium

bromide. This would result in a failures to prevent involuntary movements and hasten

death.

d. Florida Combined Data

Taken together, the data presented above reveals that 40% of Florida’s prior lethal

injection executions had at least two shared areas of concern implicating the Eighth

Amendment. Six executions had at least two anomalies. Two executions had all three

present (one of which was the execution of Angel Diaz). These results rebut any

10

argument that the errors are “isolated” since 40% of Florida executions show two or more

errors. (exhibit 11) This is shown in exhibit 14, Table 5.

The combined Florida data is relevant to a Baze analysis. The proportion of

anomalies that occurred during the reported training period discussed above was 33%.

The proportion of executions with two or more anomalies that occurred was 40%. Based

on the evidence presented with this motion (see exhibit 11), one of Mr. Schwab’s experts

calculated whether the difference between these two proportions is statistically

significant.

This expert found that it is reasonable to assume (in this case with 98% certainty)

that the number of anomalies that will occur in actual executions will be not be

significantly lower or higher in the future real executions than the 33% that was observed

in the training exercises. (see attachment 11) Based on the data analysis, the expert’s

conclusion is that there is a significant (and thus legally relevant) relationship between

the DOC training error rate and the combined error rate for past executions. Id.

Thus, under a Baze analysis, Florida’s current procedure for executions by lethal

injection creates a “substantial risk of serious harm” by providing data that proves an

“objectively intolerable risk of harm.”5 Florida’s prior lethal injection procedures created

a substantial risk of serious harm that culminated in the events of the Diaz execution.

Based on the above objective analysis, it is clear that the DOC has not significantly

reduced this risk. As the Baze Court stated: “subjecting individuals to a risk of future

harm-not simply actually inflicting pain-can qualify as cruel and unusual punishment.”

Id. at 10. This is the situation in Florida.

e. The Additional Consciousness Assesment

The only major difference for this analysis between the May 2007 protocols and

the August 2007 protocols is the addition of a consciousness assessment between the

injection of the first and second chemicals. The Florida Supreme Court relied upon this

added step heavily in its Lightbourne opinion.

However, under a “step error analysis” this addition does not decrease the error

rate. As with any process, each step of a process is dependent upon the prior step being

5 It should be noted that in statistics terminology, a “significant relationship” supports evidence for

hypothesis. “Proves” is a legal term applying this evidence.

11

successfully completed. The number of steps and the accuracy at each step are relational

in determining the risk of error in any process. Thus there is a statistical relationship at

every step of the process and the more steps there are, a cumulative risk of error based on

the number of steps. From a statistical point of view, this only increases the level of risk.

Under the assumption that there are twenty-five steps from insertion of a

periphery IV access line up to, but not including, the injection of the second drug (with

no consciousness assessment), the probability of success per step can be calculated using

three different accuracy values of .95, .97, and .99. When the DOC adds a single step to

the process, this statistical example shows a reduction in the probability of success.

Number of Steps 95% accuracy 97% accuracy 99% accuracy

26 26% 45% 77%

25 28% 47% 78%

A similar example is shown from the data in section III(a)(2) below with the

analysis of Ohio’s error rates. After the execution of Joseph Clark (#21) on May 2, 2006,

that featured problems with gaining and maintaining IV access, Ohio added additional

steps to assess the IV lines after the first and second chemicals were injected. Instead of

lowering the error rates, they increased. For all Ohio executions up to Joseph Clark, there

was a technical error rate of 45%, a duration error rate of 50% and a myoclonic error rate

of 14%. The executions after the additional steps were added had a technical error rate of

60%, a duration error rate of 80% and myoclonic error rate of 20%.

These data support the hypothesis that Ohio did not adequately assess the

problems illustrated by the Clark execution including such factors as the IV cannulae size

and type, the adequacy of the pre-execution medical exam or the adequacy of the IV team

training. Instead, Ohio opted to add an additional step that most probably relied upon

inadequate factors, such as inadequately trained IV team members, to correct the

problem.

There is no evidence that the Florida DOC currently trains for assessing

consciousness in a manner that would significantly impact the statistical relationship

between the current DOC error rate and the prior execution error rate. Furthermore, the

12

high DOC training error rate supports the hypothesis that the success of this extra step to

reduce errors still relies upon poorly training personnel. As such, Florida will fare no

better than Ohio in this regard.

III. Comparative Analysis

Relevant to this issue is a comparative analysis mandated by the Baze Court’s

plurality opinion, see Baze, Slip Op. at 22, and that any comparison by this court is a

finding of fact rather than a conclusion of law.

a. Ohio and Lethal Injection

Florida and Ohio use similar methods for execution by lethal injection.6 Like

Florida, Ohio has also experienced recent problems with lethal injection executions.7

Problems with IV access were well documented, leading to revisions in Ohio’s protocols.

Errors still occurred, however, during attempts to gain IV access during subsequent

executions. The Ohio data included all information available for the twenty-six

executions by lethal injection from 1999 to 2007.

1.Ohio Technical Issues

Technical issues for Ohio were gathered from data contained in the execution logs

prepared by the Ohio Department of Rehabilitation and Correction (DRC). This

information was corroborated from other sources. Out of the twenty-five executions for

which data was available, twelve executions had technical anomalies resulting in a 48%

error rate. Using a probability formulation, there will be an expected total of twenty-four

technical anomalies after Ohio executes fifty individuals by lethal injection. This is

shown in exhibit 14, Table 6.

Ohio’s recent history of lethal injection executions was plagued by technical

errors. Ohio’s DRC recognized this issue in June, 2006, and attempted to address

problems with gaining proper IV access after the execution of Joseph Clark (#21). As

shown by the data, however, these problems continue to persist (executions 22,25,26).

2. Ohio Duration Issues

6 See fn.9.

7 For example, on May 2, 2006, the execution of Joseph Clark took an “unprecedented amount of time” to

effectuate death. Due to a failure to gain proper IV access, Clark’s execution lasted fifty-three minutes.

13

Ohio execution duration issue data were collected from the execution logs created

by the DRC and pertained to the time from the start of the chemical injection process to

the time that death was pronounced. The expected execution duration was again

calculated from the affidavits and testimony of Dr. Dershwitz pertaining to an injection of

two grams of thiopental sodium and 100 milliequivalents of potassium chloride.

This analysis shows that the period from 1999 to May of 2006, Ohio’s mean

execution time was 8.6 minutes.8 Using the data provided by Dr. Dershwitz with a +/-

time of one minute, the mean is 2.6 minutes above the expected execution duration.

Also, during this period, ten out of twenty of Ohio’s lethal injection executions exceeded

the time parameter. This is a 50% execution duration error rate with an expected twentyfive

executions having duration errors after Ohio conducts a total of fifty executions. This

is shown in exhibit 14, Table 7a.

During the period from July 2006 to 2007, Ohio conducted five executions.9 Four

of these five executions exceeded the execution duration resulting in an 80% error rate.

This is shown in exhibit 1, Table 7b. One can reasonably conclude from this and the data

in Table 6 that Ohio’s revised protocols did not prevent error but instead increased its

occurrence.10

Combining the data during this period (from Table 7a and Table 7b), finds that

fourteen executions by lethal injection out of the twenty-five, or 56%, for which data was

available, exceeded the established time parameters.

3. Ohio Myoclonic or Other Observable Movements

Myoclonic data for Ohio were collected from witness observations during

executions by lethal injection. For the twenty-six executions by lethal injection in Ohio,

only four had reported evidence of myoclonic movements, a 15% error rate with an

expected eight executions having observable myoclonic events during the injection

sequence out of fifty executions in Ohio. This is shown in exhibit 14, Table 8.

4. Ohio Combined Data

8 The analysis of the Ohio data was divided because the chemical injection procedure was changed after the

Joseph Clark execution. Beginning with the Rocky Barton execution in July, 2006, two separate sixty

second saline flushes and assessments were added in lieu of the previous 20mL saline flush. No other

significant changes were made.

9 The longer time for this flush and assessment replacement was added into the execution duration

originally calculated from Dr. Dershwitz’s testimony and sworn statements.

14

The combined data presented above reveals that like Florida, 40% of Ohio’s prior

lethal injection executions had at least two shared areas of concern implicating the Eighth

Amendment. Seven executions had at least two anomalies. Three executions had all

three present (one of which was the execution of Joseph Clark). This is shown in exhibit

14, Table 9.

b. Georgia and Lethal Injection

Georgia has also experienced problems with lethal injection executions since the

state first used this method back in 2001. Like Florida and Ohio, Georgia uses the same

three chemicals has had persistent problems with gaining proper IV access.11

Data collection for Georgia was done using information gathered primarily from

the Alderman v. Donald proceedings, a federal §1983 challenge in the United States

District Court for the Northern District of Georgia which concluded in May of 2008.12

These data included all information available from Georgia lethal injection executions

10 See section II(e) above for a complete discussion.

11 Since 2000, Georgia has adopted three different lethal injection protocols. The original execution

protocols became effective in May of 2000 with revisions in September of 2002 and June of 2007.

Georgia’s chemical weights are different in some respects to Florida and Ohio. First, similar to Ohio,

Georgia uses two grams of thiopental sodium. Next, Georgia uses only 50 mg of pancuronium bromide

compared to the 100 mg used by Florida and Ohio. Lastly, where Florida uses 240 milliequivalents of

potassium chloride and Ohio relies on a lower amount of 100 milliequivalents of potassium chloride,

Georgia utilizes 120 milliequivalents of potassium chloride. Like Florida and Ohio, Georgia injects saline

after the administration of the first two drugs. Ohio and Georgia, unlike Florida, also ends the chemical

sequence with an injection of saline.

Also different is the injection delivery process, specifically, the syringe volumes used for the

injection sequence. Florida utilizes eight total volume 60cc (ml) syringes. Syringes 1 and 2 inject the

sodium pentothal. Syringe 3 is a saline solution. Syringes 4 and 5 inject the pancuronium bromide.

Syringe 6 is again saline. Finally syringes 7 and 8 inject the potassium chloride. In Ohio, syringes 1 and 2

each inject a volume of 40cc of sodium pentothal. Syringe 3 is a 20cc of saline flush. Syringes 4 and 5

each inject a volume of 25cc of pancuronium bromide. Syringe 6 is another 20cc of saline flush. Syringe 7

is a 50cc injection of the potassium chloride. Finally, syringe 8 is a 20cc saline flush. Georgia uses seven

total volume 60cc syringes. Syringes 1 and 1a each inject the sodium pentothal. Syringe 2 (the third in the

sequence), is a 60cc saline flush. Syringe 3 delivers the pancuronium bromide. Syringe 4 is another saline

flush. Syringe 5 is the potassium chloride. Finally, syringe 6 (the seventh in the sequence) is a saline flush.

It should be noted that the Georgia 2002 and 2007 protocols are similar with respect to the

injection process. The original 2000 protocols appear to be different. They also are vague as to the

volumes used for each chmical. However, based on testimony given in the State v. Nance hearings held on

April 30th and July 30th, 2002, the injection process appears the same.

For example, during the execution of Jose High in November of 2001, the medical technicians had

difficulty establishing IVs in both his arms. While IV access was established in High’s left hand, the

technicians were unable to establish an IV line in the right arms, hand or foot. As a result, technicians had

to perform the much more complicated procedure of establishing a central line in his neck. Jose High’s

execution, however, was not a solitary occurance. In fact, Georgia’s first four lethal injection executions

all had problems with establishing proper IV access.

12 Alderman v. Donald, Case No. 1:07-CV-1474-BBM (N.D. Atlanta).

15

from 2001 to 2007 during which time seventeen executions by lethal injection were

conducted.

1. Georgia Technical Issues

Technical issues for Georgia were gathered from data contained in the medical

examiner reports and the execution logs maintained by the Georgia Department of

Corrections (GDOC). Technical issues data were available for all seventeen executions

in this area in which thirteen had technical anomalies resulting in a 76% error rate with an

expected total of 30 technical anomalies after Georgia executes forty individuals by lethal

injection. This is shown in exhibit 14, Table 10.

This is a substantial error rate that appears to have gone unrecognized and thus

uncorrected. The reason why Georgia has such a high technical error rate, even though

the IV team consists of two nurses, is most likely a result of the training schedule which

does not require periodic sessions.13

Further supporting this data are the initial reports about the June 6, 2008,

execution of Curtis Osborne. According to press accounts, the IV team took thirty-five

minutes to find a suitable vein. This is consistent with Georgia’s high technical error rate

(76%) and our probability calculation for future executions.

2. Georgia Duration Issues

Georgia execution duration data were collected from the execution logs

maintained by the GDOC. The relevant Georgia information pertained to the start of the

chemical injection process to the time that death was pronounced. The expected

execution duration was calculated from the affidavits and testimony of Dr. Dershwitz

specific to the chemical weight and volume used in Georgia.

Data was available for fifteen of the seventeen executions conducted from 2001 to

2007. Georgia’s mean execution time was 10.3 minutes. Based on the evidence

provided by Dr. Dershwitz, the expected execution duration in Georgia is nine minutes.

Using the same +/- one minute as before, the longest execution duration should be ten

16

minutes. While the mean duration was only .3 above the expected duration, 33% of

Georgia executions, or five out of fifteen, still exceeded the duration time parameter with

an expected thirteen executions having duration errors after Georgia executes forty

individuals. This is shown in exhibit 14, Table 11.

Georgia’s duration error rate is lower than that for Florida which may be due to

the significantly lower amount of sodium pentothal. For the difference between Georgia

and Ohio, it appears that the difference may involve the chemical volume being injected.

While Georgia’s injection process should take no more than seven minutes to complete,

Ohio should take no more than four minutes. This is a difference of three minutes

whereas the difference between the two means is only 1.7 minutes.

As noted in section III(b)(2), recent Georgia executions after Baze support the

data and conclusions concerning the duration error rate. According to initital press

reports, on May 6, 2008, William Earl Lynd’s execution took seventeen minutes and the

June 4th execution of Curtis Osborne took fourteen minutes. Both executions were above

the calculated duration parameter and above Georgia’s mean execution duration of 10.3

minutes. While the term “proof” is not a statistical term, it can be said that these reports

support the conclusion concerning Georgia’s duration error rate.

3. Georgia Myoclonic or Other Observable Movements

For the seventeen total executions in Georgia by lethal injection, only four had

recorded instances of myoclonosis. This is an error rate of 24% for an expected total of

ten myoclonic errors after forty executions. This is shown in exhibit 14, Table 12.

4. Georgia Combined Data

The combined data presented above reveals that 35% of Georgia’s prior lethal

injection executions had at least two shared areas of concern implicating the Eighth

Amendment. Four executions had at least two anomalies. Two executions had all three

present. This is shown in exhibit 14, Table 13.

The combined results for Florida, Ohio and Georgia show a technical issue error

rate of 43%, a duration issue error rate of 55%, and a myoclonic issue error rate of 24%.

13 According to the testimony in Alderman, even though the protocols require only one nurse on the IV

team, Georgia in practice uses two. Order and Opinion, Alderman v. Donald, Case No. 1:07-CV-1474-

BBM, at 5.

17

In addition, the combined data show that 39% of the executions had the presence of two

or more anomalies.

Florida Ohio Georgia Florida,Ohio,Georgia

Technical Errors 35% 48% 76% 53%

Duration Errors 53% 56% 33% 49%

Myoclonic Errors 35% 15% 24% 24%

Two or More Errors 40% 40% 35% 38%

c. Mean Duration Comparison

As noted in section II above, a comparison between Florida, Ohio and Georgia is

relevant to a Baze analysis where some conclusions can be made about the

pharmacokinetics of these chemicals which have never been studied before in these

amounts. Most relevant is the sodium pentothal that seems to impact the duration of an

execution with the assumption, or hypothesis, that Florida uses 5grams of sodium

pentothal to hasten the death of an individual.

Florida uses five grams of sodium pentothal and 100 milligrams of pancuronium

bromide. The mean execution duration is 13.8 minutes. Next, Ohio uses 2 grams of

sodium pentothal and 100 milligrams of pancuronium bromide. Ohio’s most recent five

executions under the new protocols had a mean execution duration of 10.4 minutes. The

prior twenty executions in Ohio had a mean of 8.6 minutes. Georgia, which uses 2grams

of sodium pentothal and 50 milligrams of pancuronium bromide, has a mean execution

duration time of 10.3 minutes.

The data does not support Florida’s hypothesis that more sodium pentothal

hastens death. In fact the data is contrary to the hypothesis. The difference between the

Florida mean and the Georgia mean is 3.5 minutes. The difference between the Florida

mean and the Ohio mean under Ohio’s newest protocols is 3.4 minutes. The difference

between the Florida mean and the Ohio mean under the prior protocols is 5.2 minutes.

d. The Netherlands

Discussed during both Lightbourne and Baze was the Netherlands and its

experience with euthanasia and physician assisted suicide (“EAS”). (see exhbit 5) The

comparison is relevant because both practices are designed to end life and both profess to

do so in a humane manner. The Dutch study found that in EAS cases, there was a

18

technical issue error rate of 5%, a duration issue error rate of 7%, and a myoclonic issue

error rate of 4%. As noted above, Florida lethal injection executions have a technical

issue error rate of 35%, a duration issue error rate of 53%, and a myoclonic issue error

rate of 35%. Ohio lethal injection executions have a technical issue error rate of 48%, a

duration issue error rate of 56%, and a myoclonic issue error rate of 15%. Georgia lethal

injection executions have a technical issue error rate of 76%, a duration issue error rate of

33%, and a myoclonic issue error rate of 24%.While Dutch EAS practices are done in a

clinical setting, the difference between the EAS practices, Florida, Ohio and Georgia

lethal injection executions are substantial.

Florida Ohio Georgia Netherlands

Technical Errors 35% 48% 76% 5%

Duration Errors 53% 56% 33% 7%

Myoclonic Errors 35% 15% 24% 4%

IV. Comparative Analysis of the Florida and Kentucky Protocols

A comparative review of the Florida and Kentucky protocols finds that they are

not substantially similar. Based on a facial review of the protocols, Ms. Arvizu

concluded that Florida’s protocols were deficient in many important respects:

Despite the fact that the Florida procedure has the potential to function as a better

means of controlling and ensuring the acceptability of an execution, its potential

is unrealized. It suffers from a number of serious deficiencies and inconsistencies

(as identified in my letter to your attention, dated August 14, 2007) that render it

ineffective in achieving its goal of controlling the execution process to achieve an

acceptable result.

In contrast, despite the fact that the Kentucky protocol provides relatively little

detail, it addresses issues that have the potential to cause critical failure of the

execution process, but that are not addressed in the Florida procedure.

See exhibit 8.

In her report, Ms. Arvizu identifies several examples where the Florida protocols

fail to meet the standards approved by the Baze Court. Id.

Furthermore, the recently received DOC training session notes also show that the

Florida protocols are not substantially similar to the Kentucky Protocols. She states in

her report:

The problems identified through review of Florida’s training records are more

readily apparent in comparison to the relevant provisions of the Kentucky

protocol. Florida’s training records document the nature and scope of the

19

contingencies that have been addressed during training. The substantive

contingencies that have been addressed during training are largely limited to

blocked lines. During practice exercises, Florida has not addressed some of the

contingencies that have been experienced in past Florida executions or that have

the potential to compromise the execution process (e.g., execution duration of >12

minutes, or an inability to site the IV lines within more than an hour);

requirements for addressing these serious contingencies are explicitly addressed

in the Kentucky protocols.

Based on the recently received training records, Florida has not provided training

to address an inmate’s known medical problems. In contrast, the Kentucky

protocol is designed to ensure that the inmate’s recent, and potentially changing

medical and psychiatric condition is well documented in advance of the

execution.

See exhibit 8.

V. Alternatives for Florida

Under Baze, in order for Mr. Schwab to obtain a stay of execution, he must

proffer alternatives that “effectively address” a substantial risk of harm. Id. at 13. These

“alternative procedures” must be “feasible, readily implemented, and in fact significantly

reduce a severe risk of pain”. Id. Mr. Schwab proffers two alternative procedures that

must be introduced in order to effectively address the substantial risk of serious harm that

the current protocols present.

a. An Effective Training Program

Mr. Schwab has consistently argued that the current DOC training program is

inadequate. In fact, Mr. Schwab in his original records request sought to obtain any

documentation that showed that such a program exists. The effective training program

that Mr. Schwab submits is necessary is an instructional system design that includes

references to learning objectives, instructor materials, training materials, records of

training delivered, and objective evidence of any achievement of learning objectives.

As outlined in her initial report of August 14, 2007, Ms. Arvizu observed “There

is no indication that team members (presumably identified as STM-#) received training

designed specifically to address learning objectives that were developed in consideration

of their responsibilities.” (exhibit 12) Ms. Arvizu outlined some aspects of a proper

training system in this report:

[The DOC Protocol] requires that training be sufficient to ensure that all

personnel are prepared to carry out their roles. In order for any party to make a

determination that delivery of a given training curriculum has been effective in

this manner, the training should include objective evidence of which individuals

20

achieved which learning objectives. This requirement is typically satisfied

through a written examination or practical demonstration of skills. The available

records provided no indication that the training in question was either designed to

meet specific learning objectives (cognitive, affective, or psychomotor), or that

individuals demonstrated satisfactory achievement through anything other than

attendance.

Exhibit 12 at 5.

In addition her review of the trainings records which were provided revealed an

issue that creates a substantial risk of serious harm:

According to training records provided, none of the medical team members have

received training in the recently revised and approved procedure since it was

released on July 31, 2007. Such training would be a necessary prerequisite to

certifying the department’s capability.

Exhibit 12 at 5.

As a result, Ms. Arvizu concluded:

The number and nature of quality deficiencies and inconsistencies identified in

the reviewed materials lead me to conclude that the department has not

demonstrated that they have put in place the systems and controls necessary to

ensure that they can predictably and reliably perform executions by lethal

injection in accordance with their own objectives.

Id.

After reviewing additional records from the DOC, Ms. Arvizu repeated her earlier

conclusions concerning the adequacy of the DOC training program. Specific issues

concerning inadequate training concerning the effects of the chemicals were found

throughout the records. Finally, on April 1, 2008, Ms. Arvizu prepared another report for

a similar lethal injection claim. Her conclusion was:

Based on my earlier review of the DOC procedure and available training records,

I concluded that the department did not have the systems and controls necessary

to ensure that they can predictably and reliably perform executions by lethal

injection in accordance with their own objectives. Based on my review of these

additional records, my conclusion has not been altered. If I am able to obtain and

review copies of additional requested materials about the department’s training

program, I will provide additional or revised comments and conclusions, as

appropriate.

Exhibit 9 at 4.

Implementing such a procedure, a procedure contemplated by the Governor’s

Commission on Administration of Lethal Injection is feasible since such a program is

standard in all industries. In fact, it is very likely that the DOC uses such a model in

21

other areas of its operations. Since such a training program is the standard industry

model, implementation would not require a major revision to the current program but,

instead, the inclusion of several important elements into the existing procedure. Finally,

it is undisputed that proper training, a training that is up to standard, would significantly

reduce the substantial risk of pain now present under the current DOC program.

b. A Reduction in the Amount of Sodium Pentothal

Based on the data presented, there is credible evidence that the current amount of

sodium pentothal used by the DOC poses a substantial risk of serious harm. As noted by

the Baze court, Kentucky uses three grams of the sodium pentothal equivalent during the

execution process. The state has argued that since Florida uses a much higher dose, then

it more than meets the standard announced in Baze. In fact, the opposite is true. This

conclusion is based on the data for execution duration and myoclonic observations. First,

Florida’s mean execution duration is substantially greater than that for Ohio and Georgia.

Second, Florida’s myoclonic error rate is greater than that for Ohio and Georgia. Thus,

the only plausible conclusion is that the sodium pentothal is unnecessarily delaying death

and inhibiting the pancuronium bromide from reaching the target area in order to arrest

involuntary convulsions.

Reducing the amount of sodium pentothal injected during an execution would

substantially reduce the execution duration and myoclonic error rate and thus

significantly reduce the substantial risk of pain. This reduction is both feasible and can

be readily implemented since the DOC currently relies upon this drug during the

execution procedure.

VI. Conclusion

Based on the above stated grounds, Mr. Schwab respectfully requests that this

Court grant this motion.

CERTIFICATE OF SERVICE

22

I HEREBY CERTIFY that a true copy of the foregoing Motion to Vacate

Sentence and Stay Execution has been furnished by E-mail, Fax and United States Mail,

first class postage prepaid, to all counsel of record on June 20, 2008.

/s/ Mark S. Gruber

MARK S. GRUBER

Florida Bar No. 0330541

Assistant CCC

PETER JAMES CANNON

Florida Bar No. 0109710

Capital Collateral Regional

Counsel - Middle Region

3801 Corporex Park Drive, Suite 210

Tampa, FL 33619

(813) 740-3544

Fax# (813) 740-3554

Email: GRUBER@ccmr.state.fl.us

Counsel for Mark Dean Schwab

Copies furnished to:

Honorable Charles M. Holcomb

Circuit Court Judge

Titusville Courthouse

506 South Palm Avenue

Titusville, FL 32796

Kenneth Nunnelley

Assistant Attorney General

444 Seabreeze Boulevard, 5th Floor

Daytona Beach, FL 32118-3951

Robert Wayne Holmes

Assistant State Attorney

2725 Judge Fran Jamieson Parkway, Bldg. D

Viera, FL 32940

Commission on Capital Cases

ATTN: Roger R. Maas

402 S. Monroe Street

Tallahassee, FL 32399-1300

23

The Honorable Thomas D. Hall

Clerk, Supreme Court of Florida

ATTN: Tangy Hardy

Supreme Court Building

500 S. Duval Street

Tallahassee, FL 32399-1927

Schwab's Attorneys File For Stay Of Execution


Lawyers Said Injection Would Cause 'Substantial Risk Of Serious Harm'

TITUSVILLE, Fla. -- The man who would be first to die when Florida resumes prisoner executions has filed new court motions to try to avoid his date with death.

Mark Dean Schwab’s execution is set for July 1.
Schwab tortured and murdered an 11-year old Cocoa boy in 1991.

Friday, just under the deadline, his state-paid attorneys made requests for a stay of execution, or to have the death sentence thrown out altogether.

Schwab’s attorneys said Florida’s lethal injection method would create a substantial risk of serious harm.

A hearing is set for Tuesday in Titusville. The Brevard County State Attorney’s office will argue against the motions.

Child killer challenges execution


Attorney: State method could cause pain



BY JOHN A. TORRES • FLORIDA TODAY • June 21, 2008

Arguing that the state's revised execution protocol is not good enough and still may cause an inmate pain, attorneys for convicted child killer Mark Dean Schwab petitioned the court Friday to vacate his death sentence.



Schwab is scheduled to die by lethal injection at 6 p.m. July 1 for the kidnapping, rape and murder of 11-year-old Junny Rios-Martinez in 1991.

A governor-appointed task force last year recommended certain changes to the lethal injection execution method after a botched execution in 2006 caused the death of killer Angel Diaz to take twice as long as
normal.

The adopted changes are said to be similar to the method used by Kentucky. That method was approved by the U.S. Supreme Court earlier this year.

But attorneys Mark Gruber and Peter Cannon, representing Capital Collateral Regional Counsel, which defends death row inmates, say data obtained last week shows that Florida's Department of Corrections continues to botch mock executions.

Schwab was hours away from being executed last November when the U.S. Supreme Court issued a stay as justices considered Kentucky's lethal injection protocol.

"These records indicate that between September 2007, and May 2008, the DOC conducted thirty training exercises," the petition reads. "The records indicated that nine of the thirty exercises were failures resulting in an error rate of 30 percent."

Department of Corrections officials said botching the mock executions was done intentionally as part of training.

"Our execution procedure says execution training should include possible contingencies including power failure, equipment failure, combative inmate, incapacity of an execution team member, etc.," wrote Department of Corrections spokeswoman Gretl Plessinger via e-mail. "Training for the unexpected is not a failed mock execution."

But Janine Arvizu, a certified quality auditor retained by Schwab, argued that there are too many irregularities in the training records to go forward with the scheduled execution.

"The number and nature of quality deficiencies and inconsistencies identified in the reviewed materials lead me to conclude that the department has not demonstrated that they have put in place the systems and controls necessary to ensure that they can predictably and reliably perform executions by lethal injection," she is quoted as saying in the defense materials.

Junny's abduction and death stunned Central Florida nearly two decades ago. Schwab was already a convicted child-rapist when he posed as a photographer interested in advancing the boy's burgeoning surfing career. When attempts to get close to the family failed, he called the child's school posing as his father and asked that Junny meet him at a baseball field after school.

He took the child to a Cocoa Beach hotel room where he raped and killed him.

A spokeswoman for State Attorney Norman Wolfinger said both Wolfinger and Assistant State Attorney Wayne Holmes were aware of Friday's filing and that it was in line with what they expected. They vowed to continue working with the Attorney General's office in the matter.

In the past, Holmes has called the continuous motions and delays "justice denied."

Contact Torres at 242-3649 or jtorres@floridatoday.com

Tuesday, 10 June 2008

Burge orders change in lethal injection protocol


06/10/2008

BREAKING NEWS: Burge orders change in lethal injection protocol

ELYRIA - Lorain County Common Pleas Judge James Burge ordered this
morning that Ohio change the lethal injection protocol used to
execute condemned prisoners.
The ruling comes after two days of testimony from anesthesiologists
and written arguments submitted in the case. Capital murder
defendants Ronald McCloud and Ruben Rivera challenged the state's
lethal injection protocol arguing that it violates Ohio law that
guarantees a quick and painless death.

Burge ordered the Ohio Department of Rehabilitation and Correction to
eliminate two of the three drugs used in the execution protocol. The
judge ruled that the state must use a single anesthetic to kill a
condemned inmate.

Ohio, in recent years, has used three drugs - sodium thiopental, an
anesthetic; pancuronium bromide, a paralytic and potassium chloride
that stops the heart. Burge ordered the state to eliminate the use of
pancuronium bromide and potassium chloride from its protocol and to
use a single anesthetic to kill an inmate that is sentenced to die by
lethal injection.

McCloud and Rivera have not yet gone to trial in their separate
alleged criminal acts. McCloud is accused of raping and killing Janet
Barnhard, 57, at the Living Water Christian Fellowship Church in
Lorain in June 2005. Rivera is awaiting trial in the slaying of
Manual Garcia, 48, in a drug-related robbery in Lorain in 2004.

©The Morning Journal 2008

http://www.morningjournal.com/site/news.cfm?newsid=19761005&BRD=1699&PAG=461&dept_id=46371&rfi=6

Monday, 2 June 2008

Condemned Man's Lawyers Claim 'Racism'

Posted: 8:42 AM May 31, 2008

Reporter: Associated PressEmail Address: News@wctv.tv

ATLANTA (AP) A condemned man who blames racism by a defense attorney for sending him to death row is asking a parole board to commute his sentence.

Jack Osborne's lawyers argued to the board today that his defense attorney, Johnny Mostiler, presented a flimsy defense because he was "infected by racism."

The board said late today it would not issue its decision on Osborne's case until Monday at the earliest.

Osborne's lawyers contend that Mostiler did not tell Osborne, who is black, that there was an offer to plead guilty for a life sentence. They say Mostiler, who died in 2000, told a client that Osborne deserved the death penalty and referred to him by a racial slur.

Spalding County District Attorney Scott Ballard called the claims "outlandish."

Osborne is scheduled to be executed by lethal injection on June 4. He was sentenced to death in 1990 for fatally shooting a couple.

Former President Carter and U.S. Rep. John Lewis are among those who have urged the board to commute the sentence.